<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/09?registers=between Tue, 30 Apr 2024 01:23:08 -0700 Tue, 30 Apr 2024 01:23:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/09?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-29037.html https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-29037.html Wed, 09 Nov 2011 00:00:00 -0800 2011-29037 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-09/pdf/2011-29037.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-29036.html https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-29036.html Wed, 09 Nov 2011 00:00:00 -0800 2011-29036 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-09/pdf/2011-29036.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-29034.html https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-29034.html Wed, 09 Nov 2011 00:00:00 -0800 2011-29034 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-09/pdf/2011-29034.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Market Opening Procedures of BATS Options https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-28995.html https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-28995.html Wed, 09 Nov 2011 00:00:00 -0800 2011-28995 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-09/pdf/2011-28995.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Rule Change Proposing a One-Year Pilot Program Adding New Rule 107C To Establish a Retail Liquidity Program To Attract Additional Retail Order Flow to the Exchange for NYSE-Listed Securities https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-28994.html https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-28994.html Wed, 09 Nov 2011 00:00:00 -0800 2011-28994 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-09/pdf/2011-28994.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Rule Change Proposing a One-Year Pilot Program Adding New Rule 107C To Establish a Retail Liquidity Program To Attract Additional Retail Order Flow to the Exchange for NYSE Amex Equities Traded Securities https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-28993.html https://regulations.justia.com/regulations/fedreg/2011/11/09/2011-28993.html Wed, 09 Nov 2011 00:00:00 -0800 2011-28993 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-09/pdf/2011-28993.pdf