<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/07?registers=between Wed, 01 May 2024 17:04:37 -0700 Wed, 01 May 2024 17:04:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/07?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28721.html https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28721.html Mon, 07 Nov 2011 00:00:00 -0800 2011-28721 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-07/pdf/2011-28721.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28720.html https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28720.html Mon, 07 Nov 2011 00:00:00 -0800 2011-28720 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-07/pdf/2011-28720.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28719.html https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28719.html Mon, 07 Nov 2011 00:00:00 -0800 2011-28719 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-07/pdf/2011-28719.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, etc. https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28716.html https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28716.html Mon, 07 Nov 2011 00:00:00 -0800 2011-28716 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-07/pdf/2011-28716.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28694.html https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-28694.html Mon, 07 Nov 2011 00:00:00 -0800 2011-28694 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-07/pdf/2011-28694.pdf Proposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-27184.html https://regulations.justia.com/regulations/fedreg/2011/11/07/2011-27184.html Mon, 07 Nov 2011 00:00:00 -0800 2011-27184 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-11-07/pdf/2011-27184.pdf