<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/03?registers=between Fri, 03 May 2024 14:03:52 -0700 Fri, 03 May 2024 14:03:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/03?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28513.html https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28513.html Thu, 03 Nov 2011 00:00:00 -0700 2011-28513 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-03/pdf/2011-28513.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Repeal Incorporated NYSE Rule 2A (Jurisdiction) https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28512.html https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28512.html Thu, 03 Nov 2011 00:00:00 -0700 2011-28512 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-03/pdf/2011-28512.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Order Approving Proposed Rule Change To Accept Additional Credit Default Index Swaps for Clearing https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28462.html https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28462.html Thu, 03 Nov 2011 00:00:00 -0700 2011-28462 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-03/pdf/2011-28462.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Provide Specific Authority To Use an Auction Process as One of the Means To Liquidate a Defaulting Clearing Member's Accounts https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28461.html https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28461.html Thu, 03 Nov 2011 00:00:00 -0700 2011-28461 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-03/pdf/2011-28461.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Describe Complimentary Services That Are Offered to Certain New Listings on NASDAQ's Global and Global Select Markets https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28460.html https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28460.html Thu, 03 Nov 2011 00:00:00 -0700 2011-28460 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-03/pdf/2011-28460.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change To Adopt Fitness Standards for Directors, Clearing Members, and Others https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28459.html https://regulations.justia.com/regulations/fedreg/2011/11/03/2011-28459.html Thu, 03 Nov 2011 00:00:00 -0700 2011-28459 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-03/pdf/2011-28459.pdf