Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-23T18:12:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28312.html Notice - Sunshine Act Meeting 2011-10-31T00:00:00-07:00 2011-10-31T00:00:00-07:00 2011-28312 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28312.pdf https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28294.html Notice - Sunshine Act Meeting 2011-10-31T00:00:00-07:00 2011-10-31T00:00:00-07:00 2011-28294 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28294.pdf https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28226.html Notice - In the Matter of Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.; Order of Suspension of Trading 2011-10-31T00:00:00-07:00 2011-10-31T00:00:00-07:00 2011-28226 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28226.pdf https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28210.html Notice - Sunshine Act Meeting 2011-10-31T00:00:00-07:00 2011-10-31T00:00:00-07:00 2011-28210 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28210.pdf https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28061.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Exception Relating to Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions 2011-10-31T00:00:00-07:00 2011-10-31T00:00:00-07:00 2011-28061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28061.pdf https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28047.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change by BATS Exchange, Inc. To Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities 2011-10-31T00:00:00-07:00 2011-10-31T00:00:00-07:00 2011-28047 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28047.pdf https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28046.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Submission of Clearing-Related Information for Trades Executed Otherwise Than on the Exchange 2011-10-31T00:00:00-07:00 2011-10-31T00:00:00-07:00 2011-28046 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28046.pdf https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-27994.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Description of the Nasdaq Daily Share Volume Service 2011-10-31T00:00:00-07:00 2011-10-31T00:00:00-07:00 2011-27994 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-27994.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27936.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27936 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27936.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27935.html Notice - Order Approving Filing Fees for Exempt Reporting Advisers and Private Fund Advisers 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27935 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27935.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27900.html Notice - Investment Advisers Act of 1940; In the Matter of Creative Investment Research, Inc., 1050 17th Street, NW., Suite 1000, Washington, DC 20036; Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27900 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27900.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27899.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27899 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27899.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27898.html Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27898 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27898.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27897.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Reflect the Change in Regulatory Status of Eris Exchange, LLC From an EBOT to a DCM 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27897 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27897.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27895.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Amending the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27895 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27895.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27888.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Introduce the Minimum Life Order as a New Order Type 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27888 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27888.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27887.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27887 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27887.pdf https://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27698.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the United States Metals Index Fund, the United States Agriculture Index Fund and the United States Copper Index Fund Under NYSE Arca Equities Rule 8.200 2011-10-26T00:00:00-07:00 2011-10-26T00:00:00-07:00 2011-27698 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-26/pdf/2011-27698.pdf https://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27697.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend FINRA Rule 0160 (Definitions in FINRA By-Laws) 2011-10-26T00:00:00-07:00 2011-10-26T00:00:00-07:00 2011-27697 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-26/pdf/2011-27697.pdf https://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27696.html Notice - Inaugural Roundtable of the Financial Reporting Series Entitled “Uncertainty in Financial Statements: How Much To Recognize and How Best To Communicate It” 2011-10-26T00:00:00-07:00 2011-10-26T00:00:00-07:00 2011-27696 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-26/pdf/2011-27696.pdf https://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27750.html Notice - Sunshine Act Meeting 2011-10-25T00:00:00-07:00 2011-10-25T00:00:00-07:00 2011-27750 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27750.pdf https://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27531.html Notice - RiverPark Advisors, LLC, et al.; Notice of Application 2011-10-25T00:00:00-07:00 2011-10-25T00:00:00-07:00 2011-27531 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27531.pdf https://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27521.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire a Pilot Program and Harmonize the Exchange's Rules Regarding Listing Expirations With the Existing Rules of Other Exchanges 2011-10-25T00:00:00-07:00 2011-10-25T00:00:00-07:00 2011-27521 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27521.pdf https://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27520.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and Harmonize the Exchange's rules Regarding Listing Expirations with the Existing Rules of Other Exchanges 2011-10-25T00:00:00-07:00 2011-10-25T00:00:00-07:00 2011-27520 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27520.pdf https://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27517.html Notice - In the Matter of NASDAQ OMX BX, Inc.: Order Denying NASDAQ OMX BX, Inc.'s Petition for Review of Division of Trading and Markets Suspension of and Institution of Proceedings by Delegated Authority of SR-BX-2011-046; Lifting the Automatic Stay; and Notice of Designation of a Longer Comment Period for the Proceedings 2011-10-25T00:00:00-07:00 2011-10-25T00:00:00-07:00 2011-27517 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27517.pdf https://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27568.html Notice - ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.; Order of Suspension of Trading 2011-10-24T00:00:00-07:00 2011-10-24T00:00:00-07:00 2011-27568 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27568.pdf https://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27562.html Notice - Sunshine Act Meeting 2011-10-24T00:00:00-07:00 2011-10-24T00:00:00-07:00 2011-27562 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27562.pdf https://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27518.html Notice - Sunshine Act Meeting 2011-10-24T00:00:00-07:00 2011-10-24T00:00:00-07:00 2011-27518 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27518.pdf https://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27380.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereigns 2011-10-24T00:00:00-07:00 2011-10-24T00:00:00-07:00 2011-27380 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27380.pdf https://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27379.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Direct Market Data Product, NASDAQ Options Trade Outline (“NOTO”) 2011-10-24T00:00:00-07:00 2011-10-24T00:00:00-07:00 2011-27379 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27379.pdf https://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27378.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Tether Monthly Service Fee 2011-10-24T00:00:00-07:00 2011-10-24T00:00:00-07:00 2011-27378 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27378.pdf https://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27328.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt New FINRA Rule 5123 (Private Placements of Securities) 2011-10-24T00:00:00-07:00 2011-10-24T00:00:00-07:00 2011-27328 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27328.pdf https://regulations.justia.com/regulations/fedreg/2011/10/24/2011-26889.html Proposed Rule - Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants 2011-10-24T00:00:00-07:00 2011-10-24T00:00:00-07:00 2011-26889 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-26889.pdf https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27305.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange 2011-10-21T00:00:00-07:00 2011-10-21T00:00:00-07:00 2011-27305 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27305.pdf https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27277.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt NASD Rule 2320 (Best Execution and Interpositioning) and Interpretive Material (“IM”) 2320 as FINRA Rule 5310 in the Consolidated Rulebook 2011-10-21T00:00:00-07:00 2011-10-21T00:00:00-07:00 2011-27277 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27277.pdf https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27262.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional) 2011-10-21T00:00:00-07:00 2011-10-21T00:00:00-07:00 2011-27262 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27262.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27201.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Its Rules Relating to Interest Rate Swaps Clearing 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27201 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27201.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27200.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To the RSQT Fee 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27200 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27200.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27199.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To the Permit Fee and the Inactive Nominee Fee 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27199 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27199.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27197.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27197 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27197.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27195.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27195 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27195.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27194.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27194 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27194.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27193.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27193 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27193.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27192.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27192 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27192.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27190.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27190.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27137.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Adding Commentary .01 to Rule 6.37B Concerning Market Maker Continuous Quoting Obligations and Adjusted Option Series 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27137 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27137.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27136.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Interpretation of Rule 4120(a)(11) 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27136 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27136.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27135.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27135 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27135.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27134.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change Adding Commentary .01 to Rule 925.1NY Concerning Market Maker Continuous Quoting Obligations and Adjusted Option Series 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27134 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27134.pdf https://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27133.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accept Inbound Orders Routed From Its Affiliates 2011-10-20T00:00:00-07:00 2011-10-20T00:00:00-07:00 2011-27133 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27133.pdf