Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-23T18:12:15-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28312.htmlNotice - Sunshine Act Meeting2011-10-31T00:00:00-07:002011-10-31T00:00:00-07:002011-28312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28312.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28294.htmlNotice - Sunshine Act Meeting2011-10-31T00:00:00-07:002011-10-31T00:00:00-07:002011-28294Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28294.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28226.htmlNotice - In the Matter of Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.; Order of Suspension of Trading2011-10-31T00:00:00-07:002011-10-31T00:00:00-07:002011-28226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28226.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28210.htmlNotice - Sunshine Act Meeting2011-10-31T00:00:00-07:002011-10-31T00:00:00-07:002011-28210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28210.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28061.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Exception Relating to Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions2011-10-31T00:00:00-07:002011-10-31T00:00:00-07:002011-28061Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28061.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28047.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change by BATS Exchange, Inc. To Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities2011-10-31T00:00:00-07:002011-10-31T00:00:00-07:002011-28047Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28047.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28046.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Submission of Clearing-Related Information for Trades Executed Otherwise Than on the Exchange2011-10-31T00:00:00-07:002011-10-31T00:00:00-07:002011-28046Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28046.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/31/2011-27994.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Description of the Nasdaq Daily Share Volume Service2011-10-31T00:00:00-07:002011-10-31T00:00:00-07:002011-27994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-27994.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27936.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27936.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27935.htmlNotice - Order Approving Filing Fees for Exempt Reporting Advisers and Private Fund Advisers2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27935.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27900.htmlNotice - Investment Advisers Act of 1940; In the Matter of Creative Investment Research, Inc., 1050 17th Street, NW., Suite 1000, Washington, DC 20036; Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 19402011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27900.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27899.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27899.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27898.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27898.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27897.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Reflect the Change in Regulatory Status of Eris Exchange, LLC From an EBOT to a DCM2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27897.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27895.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Amending the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27895.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27888.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Introduce the Minimum Life Order as a New Order Type2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27888.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27887.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27887Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27887.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27698.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the United States Metals Index Fund, the United States Agriculture Index Fund and the United States Copper Index Fund Under NYSE Arca Equities Rule 8.2002011-10-26T00:00:00-07:002011-10-26T00:00:00-07:002011-27698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-26/pdf/2011-27698.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27697.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend FINRA Rule 0160 (Definitions in FINRA By-Laws)2011-10-26T00:00:00-07:002011-10-26T00:00:00-07:002011-27697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-26/pdf/2011-27697.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27696.htmlNotice - Inaugural Roundtable of the Financial Reporting Series Entitled “Uncertainty in Financial Statements: How Much To Recognize and How Best To Communicate It”2011-10-26T00:00:00-07:002011-10-26T00:00:00-07:002011-27696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-26/pdf/2011-27696.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27750.htmlNotice - Sunshine Act Meeting2011-10-25T00:00:00-07:002011-10-25T00:00:00-07:002011-27750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27750.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27531.htmlNotice - RiverPark Advisors, LLC, et al.; Notice of Application2011-10-25T00:00:00-07:002011-10-25T00:00:00-07:002011-27531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27531.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27521.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire a Pilot Program and Harmonize the Exchange's Rules Regarding Listing Expirations With the Existing Rules of Other Exchanges2011-10-25T00:00:00-07:002011-10-25T00:00:00-07:002011-27521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27521.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27520.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and Harmonize the Exchange's rules Regarding Listing Expirations with the Existing Rules of Other Exchanges2011-10-25T00:00:00-07:002011-10-25T00:00:00-07:002011-27520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27520.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/25/2011-27517.htmlNotice - In the Matter of NASDAQ OMX BX, Inc.: Order Denying NASDAQ OMX BX, Inc.'s Petition for Review of Division of Trading and Markets Suspension of and Institution of Proceedings by Delegated Authority of SR-BX-2011-046; Lifting the Automatic Stay; and Notice of Designation of a Longer Comment Period for the Proceedings2011-10-25T00:00:00-07:002011-10-25T00:00:00-07:002011-27517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-25/pdf/2011-27517.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27568.htmlNotice - ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.; Order of Suspension of Trading2011-10-24T00:00:00-07:002011-10-24T00:00:00-07:002011-27568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27568.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27562.htmlNotice - Sunshine Act Meeting2011-10-24T00:00:00-07:002011-10-24T00:00:00-07:002011-27562Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27562.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27518.htmlNotice - Sunshine Act Meeting2011-10-24T00:00:00-07:002011-10-24T00:00:00-07:002011-27518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27518.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27380.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereigns2011-10-24T00:00:00-07:002011-10-24T00:00:00-07:002011-27380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27380.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27379.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Direct Market Data Product, NASDAQ Options Trade Outline (“NOTO”)2011-10-24T00:00:00-07:002011-10-24T00:00:00-07:002011-27379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27379.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27378.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Tether Monthly Service Fee2011-10-24T00:00:00-07:002011-10-24T00:00:00-07:002011-27378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27378.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/24/2011-27328.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt New FINRA Rule 5123 (Private Placements of Securities)2011-10-24T00:00:00-07:002011-10-24T00:00:00-07:002011-27328Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-27328.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/24/2011-26889.htmlProposed Rule - Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants2011-10-24T00:00:00-07:002011-10-24T00:00:00-07:002011-26889Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-24/pdf/2011-26889.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27305.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange2011-10-21T00:00:00-07:002011-10-21T00:00:00-07:002011-27305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27305.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27277.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt NASD Rule 2320 (Best Execution and Interpositioning) and Interpretive Material (“IM”) 2320 as FINRA Rule 5310 in the Consolidated Rulebook2011-10-21T00:00:00-07:002011-10-21T00:00:00-07:002011-27277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27277.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27262.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)2011-10-21T00:00:00-07:002011-10-21T00:00:00-07:002011-27262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27262.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27201.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Its Rules Relating to Interest Rate Swaps Clearing2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27201.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27200.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To the RSQT Fee2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27200.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27199.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To the Permit Fee and the Inactive Nominee Fee2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27199Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27199.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27197.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27197.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27195.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27195.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27194.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27194.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27193.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27193.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27192.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27192Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27192.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27190.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27190Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27190.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27137.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Adding Commentary .01 to Rule 6.37B Concerning Market Maker Continuous Quoting Obligations and Adjusted Option Series2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27137.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27136.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Interpretation of Rule 4120(a)(11)2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27136.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27135.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27135.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27134.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change Adding Commentary .01 to Rule 925.1NY Concerning Market Maker Continuous Quoting Obligations and Adjusted Option Series2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27134.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/20/2011-27133.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accept Inbound Orders Routed From Its Affiliates2011-10-20T00:00:00-07:002011-10-20T00:00:00-07:002011-27133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-20/pdf/2011-27133.pdf