<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/31?registers=between Wed, 27 Nov 2024 04:41:34 -0800 Wed, 27 Nov 2024 04:41:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/31?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28312.html https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28312.html Mon, 31 Oct 2011 00:00:00 -0700 2011-28312 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28312.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28294.html https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28294.html Mon, 31 Oct 2011 00:00:00 -0700 2011-28294 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28294.pdf Notice - In the Matter of Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28226.html https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28226.html Mon, 31 Oct 2011 00:00:00 -0700 2011-28226 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28226.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28210.html https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28210.html Mon, 31 Oct 2011 00:00:00 -0700 2011-28210 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28210.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Exception Relating to Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28061.html https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28061.html Mon, 31 Oct 2011 00:00:00 -0700 2011-28061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28061.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change by BATS Exchange, Inc. To Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28047.html https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28047.html Mon, 31 Oct 2011 00:00:00 -0700 2011-28047 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28047.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Submission of Clearing-Related Information for Trades Executed Otherwise Than on the Exchange https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28046.html https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-28046.html Mon, 31 Oct 2011 00:00:00 -0700 2011-28046 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-28046.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Description of the Nasdaq Daily Share Volume Service https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-27994.html https://regulations.justia.com/regulations/fedreg/2011/10/31/2011-27994.html Mon, 31 Oct 2011 00:00:00 -0700 2011-27994 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-31/pdf/2011-27994.pdf