<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/28?registers=between Wed, 01 May 2024 21:11:06 -0700 Wed, 01 May 2024 21:11:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/28?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27936.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27936.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27936 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27936.pdf Notice - Order Approving Filing Fees for Exempt Reporting Advisers and Private Fund Advisers https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27935.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27935.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27935 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27935.pdf Notice - Investment Advisers Act of 1940; In the Matter of Creative Investment Research, Inc., 1050 17th Street, NW., Suite 1000, Washington, DC 20036; Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27900.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27900.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27900 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27900.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27899.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27899.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27899 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27899.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27898.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27898.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27898 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27898.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Reflect the Change in Regulatory Status of Eris Exchange, LLC From an EBOT to a DCM https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27897.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27897.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27897 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27897.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Amending the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27895.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27895.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27895 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27895.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Introduce the Minimum Life Order as a New Order Type https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27888.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27888.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27888 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27888.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27887.html https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27887.html Fri, 28 Oct 2011 00:00:00 -0700 2011-27887 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27887.pdf