Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/28?limit=200®isters=between&mode=atom2024-05-01T22:51:45-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27936.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27936.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27935.htmlNotice - Order Approving Filing Fees for Exempt Reporting Advisers and Private Fund Advisers2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27935.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27900.htmlNotice - Investment Advisers Act of 1940; In the Matter of Creative Investment Research, Inc., 1050 17th Street, NW., Suite 1000, Washington, DC 20036; Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 19402011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27900.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27899.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27899.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27898.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27898.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27897.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Reflect the Change in Regulatory Status of Eris Exchange, LLC From an EBOT to a DCM2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27897.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27895.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Amending the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27895.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27888.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Introduce the Minimum Life Order as a New Order Type2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27888.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27887.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.2011-10-28T00:00:00-07:002011-10-28T00:00:00-07:002011-27887Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27887.pdf