Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/28?limit=200&registers=between&mode=atom 2024-05-01T22:51:45-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27936.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27936 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27936.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27935.html Notice - Order Approving Filing Fees for Exempt Reporting Advisers and Private Fund Advisers 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27935 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27935.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27900.html Notice - Investment Advisers Act of 1940; In the Matter of Creative Investment Research, Inc., 1050 17th Street, NW., Suite 1000, Washington, DC 20036; Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27900 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27900.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27899.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27899 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27899.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27898.html Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27898 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27898.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27897.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Reflect the Change in Regulatory Status of Eris Exchange, LLC From an EBOT to a DCM 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27897 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27897.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27895.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Amending the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27895 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27895.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27888.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Introduce the Minimum Life Order as a New Order Type 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27888 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27888.pdf https://regulations.justia.com/regulations/fedreg/2011/10/28/2011-27887.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. 2011-10-28T00:00:00-07:00 2011-10-28T00:00:00-07:00 2011-27887 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-28/pdf/2011-27887.pdf