Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/21?limit=200&registers=between&mode=atom 2024-11-27T05:29:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27305.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange 2011-10-21T00:00:00-07:00 2011-10-21T00:00:00-07:00 2011-27305 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27305.pdf https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27277.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt NASD Rule 2320 (Best Execution and Interpositioning) and Interpretive Material (“IM”) 2320 as FINRA Rule 5310 in the Consolidated Rulebook 2011-10-21T00:00:00-07:00 2011-10-21T00:00:00-07:00 2011-27277 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27277.pdf https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27262.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional) 2011-10-21T00:00:00-07:00 2011-10-21T00:00:00-07:00 2011-27262 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27262.pdf