<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/21?registers=between Wed, 01 May 2024 20:42:20 -0700 Wed, 01 May 2024 20:42:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/21?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27305.html https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27305.html Fri, 21 Oct 2011 00:00:00 -0700 2011-27305 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27305.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt NASD Rule 2320 (Best Execution and Interpositioning) and Interpretive Material (“IM”) 2320 as FINRA Rule 5310 in the Consolidated Rulebook https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27277.html https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27277.html Fri, 21 Oct 2011 00:00:00 -0700 2011-27277 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27277.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional) https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27262.html https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27262.html Fri, 21 Oct 2011 00:00:00 -0700 2011-27262 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27262.pdf