<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/18?registers=between Wed, 27 Nov 2024 04:23:41 -0800 Wed, 27 Nov 2024 04:23:41 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/18?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates To Add Liquidity https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24868.html https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24868.html Tue, 18 Oct 2011 00:00:00 -0700 C1-2011-24868 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/C1-2011-24868.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24866.html https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24866.html Tue, 18 Oct 2011 00:00:00 -0700 C1-2011-24866 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/C1-2011-24866.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 7 Examination Program https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24710.html https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24710.html Tue, 18 Oct 2011 00:00:00 -0700 C1-2011-24710 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/C1-2011-24710.pdf Notice - Curian Series Trust and Curian Capital, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24590.html https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24590.html Tue, 18 Oct 2011 00:00:00 -0700 C1-2011-24590 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/C1-2011-24590.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minimum Quantity Order https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26920.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26920.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26920 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26920.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Corrections to the Schedule of Timeframes, GCF Schedule of Timeframes, and Fee Structure in the GSD Rules https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26888.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26888.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26888 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26888.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26859.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26859.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26859.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (“OATS”) Rules, and Making Certain Conforming Changes https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26858.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26858.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26858.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26857.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26857.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26857 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26857.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minimum Quantity Order https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26856.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26856.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26856.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26855.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26855.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26855.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minimum Quantity Order https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26854.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26854.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26854.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Competitive Market Maker Trading Rights https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26853.html https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26853.html Tue, 18 Oct 2011 00:00:00 -0700 2011-26853 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26853.pdf