Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/17?limit=200&registers=between&mode=atom 2024-05-01T17:41:51-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26921.html Notice - Sunshine Act Meeting 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26921 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26921.pdf https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26677.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26677 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26677.pdf https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26676.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Expand the Short Term Option Program 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26676 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26676.pdf https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26675.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding Expansion of the Short Term Option Series Program 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26675 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26675.pdf https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26674.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Pilot for NASDAQ Basic 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26674 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26674.pdf https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26673.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Re-Institute Fees for NASDAQ Basic and To Offer an Optional Nasdaq Basic Non-Professional Enterprise License Fee 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26673 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26673.pdf https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26672.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee for the NASDAQ MatchView Feed 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26672 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26672.pdf https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26671.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rules 132A, 132B, and 132C, Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (“OATS”) Rules, and Making Certain Conforming Changes 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26671 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26671.pdf https://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26670.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rules 132A, 132B, and 132C, Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (“OATS”) Rules, and Making Certain Conforming Changes 2011-10-17T00:00:00-07:00 2011-10-17T00:00:00-07:00 2011-26670 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26670.pdf