Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/17?limit=200®isters=between&mode=atom2024-11-10T20:25:10-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26921.htmlNotice - Sunshine Act Meeting2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26921Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26921.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26677.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26677Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26677.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26676.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Expand the Short Term Option Program2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26676Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26676.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26675.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding Expansion of the Short Term Option Series Program2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26675.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26674.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Pilot for NASDAQ Basic2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26674.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26673.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Re-Institute Fees for NASDAQ Basic and To Offer an Optional Nasdaq Basic Non-Professional Enterprise License Fee2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26673.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26672.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee for the NASDAQ MatchView Feed2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26672.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26671.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rules 132A, 132B, and 132C, Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (“OATS”) Rules, and Making Certain Conforming Changes2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26671.pdfhttps://regulations.justia.com/regulations/fedreg/2011/10/17/2011-26670.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rules 132A, 132B, and 132C, Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (“OATS”) Rules, and Making Certain Conforming Changes2011-10-17T00:00:00-07:002011-10-17T00:00:00-07:002011-26670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-17/pdf/2011-26670.pdf