Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/14?limit=200&registers=between&mode=atom 2024-05-02T11:42:54-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26797.html Notice - Sunshine Act Meeting 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26797 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26797.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26535.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed on the Exchange 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26535 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26535.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26534.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Insert the Specific Conclusion Date of a Newly Approved Pilot Program 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26534 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26534.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26533.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26533 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26533.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26531.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26531 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26531.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26530.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26530 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26530.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26529.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as Described in Rule 2.12 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26529 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26529.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26528.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26528 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26528.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26527.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as described in Rule 2.12 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26527 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26527.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26526.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook; Correction 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26526 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26526.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26525.html Notice - NGP Capital Resources Company, et al.; 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26525 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26525.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26512.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 975NY (Obvious and Catastrophic Errors) 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26512 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26512.pdf https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26511.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.87 (Obvious and Catastrophic Errors) 2011-10-14T00:00:00-07:00 2011-10-14T00:00:00-07:00 2011-26511 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26511.pdf