Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/13?limit=200&registers=between&mode=atom 2024-05-02T12:58:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26441.html Notice - Advisory Committee on Small and Emerging Companies 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26441 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26441.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26440.html Notice - Public Roundtable on Execution, Clearance and Settlement of Microcap Securities 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26440 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26440.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26439.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire a Pilot Program and To Harmonize ISE's Rules Regarding Listing Expirations With the Existing Rules of Other Exchanges 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26439 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26439.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26438.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC to Expand the Short Term Options Series Program 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26438 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26438.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26437.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Definition of Professional and Require That All Professional Orders Be Appropriately Marked 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26437 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26437.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26436.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26436 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26436.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26431.html Proposed Rule - Roundtable on Issues Relating to Conflict Minerals 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26431 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26431.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26385.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Revenue Sharing Program With Correlix and a Free Trial Period for New Users of the Correlix Service 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26385 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26385.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26384.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Revenue Sharing Program With Correlix and a Free Trial Period for New Users of the Correlix Service 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26384 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26384.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26383.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26383 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26383.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26382.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26382 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26382.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26381.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26381 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26381.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26380.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule To Delete Erroneous Language With Respect to the SPX Tier Appointment 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26380 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26380.pdf https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26378.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Customer Large Trade Discount 2011-10-13T00:00:00-07:00 2011-10-13T00:00:00-07:00 2011-26378 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26378.pdf