<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/11?registers=between Sat, 23 Nov 2024 12:49:44 -0800 Sat, 23 Nov 2024 12:49:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/11?registers=between Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Relating to Relative Performance Indexes https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26159.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26159.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26159 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26159.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Relating to Clearing Options on the CBOE Silver Volatility Index https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26140.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26140.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26140 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26140.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26139.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26139.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26139 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26139.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule ChangeRelating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26138.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26138.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26138 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26138.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend CBOE Stock Exchange Transaction Fees https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26137.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26137.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26137 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26137.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26136.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26136.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26136 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26136.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26135.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26135.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26135 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26135.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SQT Fees https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26134.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26134.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26134 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26134.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26103.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26103.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26103 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26103.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Applicable to Qualified Contingent Cross Orders in the Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26102.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26102.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26102 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26102.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26101.html https://regulations.justia.com/regulations/fedreg/2011/10/11/2011-26101.html Tue, 11 Oct 2011 00:00:00 -0700 2011-26101 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-11/pdf/2011-26101.pdf