<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/05?registers=between Wed, 27 Nov 2024 05:53:45 -0800 Wed, 27 Nov 2024 05:53:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/05?registers=between Notice - Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25678.html https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25678.html Wed, 05 Oct 2011 00:00:00 -0700 2011-25678 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-05/pdf/2011-25678.pdf Notice - Principal Funds, Inc., et al.; https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25677.html https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25677.html Wed, 05 Oct 2011 00:00:00 -0700 2011-25677 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-05/pdf/2011-25677.pdf Notice - Rule 19a-1 Extension; Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25676.html https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25676.html Wed, 05 Oct 2011 00:00:00 -0700 2011-25676 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-05/pdf/2011-25676.pdf Notice - Extension: Form N-17f-2; Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25675.html https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25675.html Wed, 05 Oct 2011 00:00:00 -0700 2011-25675 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-05/pdf/2011-25675.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25674.html https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25674.html Wed, 05 Oct 2011 00:00:00 -0700 2011-25674 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-05/pdf/2011-25674.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Two-Day Settlement on CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25572.html https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25572.html Wed, 05 Oct 2011 00:00:00 -0700 2011-25572 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-05/pdf/2011-25572.pdf