Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/04?limit=200&registers=between&mode=atom 2024-11-27T05:05:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25659.html Notice - Sunshine Act Meeting 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25659 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25659.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25529.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25529 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25529.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25528.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to Market-Wide Circuit Breakers 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25528 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25528.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25527.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25527 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25527.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25526.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change Related to Market-Wide Circuit Breakers 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25526 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25526.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25525.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Exchange Rule 80B To Revise the Current Methodology For Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25525 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25525.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25524.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing Proposed Rule Change To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due To Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25524 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25524.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25519.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.12 To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25519 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25519.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25518.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25518 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25518.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25517.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Revise the Methodology for Determining When to Halt Trading Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25517 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25517.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25515.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Trading Halts Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25515 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25515.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25513.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 80B To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25513 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25513.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25512.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. To Amend EDGA Rule 11.14 To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25512 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25512.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25511.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Update Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and Amend Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25511 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25511.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25510.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25510 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25510.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25509.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Revise the Methodology for Determining When to Halt Trading Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25509 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25509.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25508.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Proposed Rule Change Related to Trading Halts Due to Extraordinary Market Volatility 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25508 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25508.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25505.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding Simplification of the Exchange's $1 Strike Price Program 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25505 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25505.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25478.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Amendments to Rule A-3, on Membership on the Board 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25478 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25478.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25477.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 903 in Order To Simplify the $1 Strike Price Program 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25477 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25477.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25476.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Simplification of the Exchange's $1 Strike Price Program 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25476 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25476.pdf https://regulations.justia.com/regulations/fedreg/2011/10/04/2011-25475.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .04 to Rule 6.4 in Order To Simplify the $1 Strike Price Program 2011-10-04T00:00:00-07:00 2011-10-04T00:00:00-07:00 2011-25475 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-04/pdf/2011-25475.pdf