Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/10/03?limit=200&registers=between&mode=atom 2024-11-23T12:56:11-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/10/03/C1-2011-23721.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market 2011-10-03T00:00:00-07:00 2011-10-03T00:00:00-07:00 C1-2011-23721 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/C1-2011-23721.pdf https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25506.html Notice - BB Liquidation Inc., Order of Suspension of Trading 2011-10-03T00:00:00-07:00 2011-10-03T00:00:00-07:00 2011-25506 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25506.pdf https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25379.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2011-10-03T00:00:00-07:00 2011-10-03T00:00:00-07:00 2011-25379 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25379.pdf https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25378.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2011-10-03T00:00:00-07:00 2011-10-03T00:00:00-07:00 2011-25378 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25378.pdf https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25368.html Notice - Submission for OMB Review; Comment Request 2011-10-03T00:00:00-07:00 2011-10-03T00:00:00-07:00 2011-25368 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25368.pdf https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25353.html Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. 2011-10-03T00:00:00-07:00 2011-10-03T00:00:00-07:00 2011-25353 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25353.pdf https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25352.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits 2011-10-03T00:00:00-07:00 2011-10-03T00:00:00-07:00 2011-25352 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25352.pdf https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25351.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Establish an Acceptable Trade Range for Quotes and Orders Entered on The NASDAQ Options Market 2011-10-03T00:00:00-07:00 2011-10-03T00:00:00-07:00 2011-25351 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25351.pdf