Securities and Exchange Commission September 2011 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 171
Sunshine Act Meeting
Document Number: 2011-24328
Type: Notice
Date: 2011-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-24177
Type: Notice
Date: 2011-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-24176
Type: Notice
Date: 2011-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-24212
Type: Notice
Date: 2011-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Facilitating Shareholder Director Nominations
Document Number: 2011-24118
Type: Unknown
Date: 2011-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
This release provides notice of the effective date of the amendment to Exchange Act Rule 14a-8, the shareholder proposal rule, which will require companies to include in their proxy materials, under certain circumstances, shareholder proposals that seek to establish a procedure in the company's governing documents for the inclusion of one or more shareholder director nominees in the company's proxy materials. This release also provides notice of the effective date of related rule changes adopted concurrently with the amendment to Rule 14a-8.
Investment Managers Series Trust, et al.; Notice of Application
Document Number: 2011-23982
Type: Notice
Date: 2011-09-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-23918
Type: Notice
Date: 2011-09-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-23802
Type: Notice
Date: 2011-09-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Privacy Act of 1974: Implementation and Amendment of Exemptions
Document Number: 2011-23732
Type: Rule
Date: 2011-09-16
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') is adopting a rule to amend its Privacy Act regulations to exempt portions of three new systems of records and to make technical amendments to its current inventory of exempted systems of records. Specifically, application of the exemptions to the three new systems of records is necessary to protect information compiled for law enforcement purposes.
Advisory Committee on Small and Emerging Companies
Document Number: 2011-23731
Type: Notice
Date: 2011-09-16
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission intends to establish the Securities and Exchange Commission Advisory Committee on Small and Emerging Companies.
Submission for OMB Review; Comment Request
Document Number: 2011-23726
Type: Notice
Date: 2011-09-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-23725
Type: Notice
Date: 2011-09-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Stone Harbor Investment Partners LP, et al.; Notice of Application
Document Number: 2011-23604
Type: Notice
Date: 2011-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-23386
Type: Notice
Date: 2011-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-23385
Type: Notice
Date: 2011-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions