<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/29?registers=between Wed, 27 Nov 2024 02:03:30 -0800 Wed, 27 Nov 2024 02:03:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/29?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25077.html https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25077.html Thu, 29 Sep 2011 00:00:00 -0700 2011-25077 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-29/pdf/2011-25077.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25076.html https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25076.html Thu, 29 Sep 2011 00:00:00 -0700 2011-25076 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-29/pdf/2011-25076.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Incorporated; Notice of Proposed Rule To Simplify the $1 Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25075.html https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25075.html Thu, 29 Sep 2011 00:00:00 -0700 2011-25075 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-29/pdf/2011-25075.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25074.html https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25074.html Thu, 29 Sep 2011 00:00:00 -0700 2011-25074 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-29/pdf/2011-25074.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Amending Chapter V, Section 31 of the Rules of the Boston Options Exchange Group, LLC To Establish Facilitation and Solicitation Auction Mechanisms https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25073.html https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25073.html Thu, 29 Sep 2011 00:00:00 -0700 2011-25073 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-29/pdf/2011-25073.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Create an Exemption From Certain Reporting Obligations Under the Equity Trade Reporting Rules for Certain Alternative Trading Systems https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25072.html https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25072.html Thu, 29 Sep 2011 00:00:00 -0700 2011-25072 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-29/pdf/2011-25072.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25071.html https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25071.html Thu, 29 Sep 2011 00:00:00 -0700 2011-25071 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-29/pdf/2011-25071.pdf Rule - Consolidation of the Office of the Executive Director With the Office of the Chief Operating Officer https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-24964.html https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-24964.html Thu, 29 Sep 2011 00:00:00 -0700 2011-24964 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-09-29/pdf/2011-24964.pdf