Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/28?limit=200&registers=between&mode=atom 2024-11-23T10:22:11-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24965.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24965 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24965.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24920.html Notice - DFA Investment Dimensions Group Inc., et al.; Notice of Application 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24920 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24920.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24919.html Notice - Fifth Third Funds, et al.; Notice of Application 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24919 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24919.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24918.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule to Simplify the $1 Strike Price Interval Program 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24918 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24918.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24869.html Notice - The Singapore Fund, Inc.; Notice of Application 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24869 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24869.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24868.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates To Add Liquidity 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24868 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24868.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24867.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24867 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24867.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24866.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24866 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24866.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24864.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing of Proposed Rule Change To Accept Additional Credit Default Index Swaps for Clearing 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24864 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24864.pdf https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24404.html Proposed Rule - Prohibition Against Conflicts of Interest in Certain Securitizations 2011-09-28T00:00:00-07:00 2011-09-28T00:00:00-07:00 2011-24404 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24404.pdf