<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/28?registers=between Tue, 30 Apr 2024 20:19:31 -0700 Tue, 30 Apr 2024 20:19:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/28?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24965.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24965.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24965 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24965.pdf Notice - DFA Investment Dimensions Group Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24920.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24920.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24920 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24920.pdf Notice - Fifth Third Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24919.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24919.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24919 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24919.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule to Simplify the $1 Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24918.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24918.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24918 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24918.pdf Notice - The Singapore Fund, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24869.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24869.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24869 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24869.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates To Add Liquidity https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24868.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24868.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24868 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24868.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24867.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24867.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24867 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24867.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24866.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24866.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24866 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24866.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing of Proposed Rule Change To Accept Additional Credit Default Index Swaps for Clearing https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24864.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24864.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24864 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24864.pdf Proposed Rule - Prohibition Against Conflicts of Interest in Certain Securitizations https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24404.html https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24404.html Wed, 28 Sep 2011 00:00:00 -0700 2011-24404 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24404.pdf