<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/27?registers=between Sat, 30 Nov 2024 04:25:42 -0800 Sat, 30 Nov 2024 04:25:42 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/27?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Maximum Number of Quoters (“MNQ”) Permitted To Be Assigned in Equity Options https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24798.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24798.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24798 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24798.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 17 Examination Program https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24734.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24734.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24734 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24734.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 38 Examination Program https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24733.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24733.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24733 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24733.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 37 Examination Program https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24732.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24732.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24732 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24732.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24726.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24726.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24726 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24726.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Sections 102.01 and 103.01 of the Exchange's Listed Company Manual To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24723.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24723.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24723 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24723.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 7 Examination Program https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24710.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24710.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24710 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24710.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Exchange's Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24674.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24674.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24674 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24674.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Provide Specific Authority To Use an Auction Process as One of the Means To Liquidate a Defaulting Clearing Member's Accounts https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24673.html https://regulations.justia.com/regulations/fedreg/2011/09/27/2011-24673.html Tue, 27 Sep 2011 00:00:00 -0700 2011-24673 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-27/pdf/2011-24673.pdf