Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/19?limit=200&registers=between&mode=atom 2024-11-23T09:37:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/09/19/C1-2011-22774.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Compliance Deadline for Qualification Pursuant to Rule 3.6A 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 C1-2011-22774 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/C1-2011-22774.pdf https://regulations.justia.com/regulations/fedreg/2011/09/19/C1-2011-22764.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee for the Operations Professional Examination 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 C1-2011-22764 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/C1-2011-22764.pdf https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23982.html Notice - Investment Managers Series Trust, et al.; Notice of Application 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 2011-23982 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23982.pdf https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23976.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt Fitness Standards for Directors, Clearing Members, and Others 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 2011-23976 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23976.pdf https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23975.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 2011-23975 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23975.pdf https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23909.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the BOX Fee Schedule With Respect to Credits and Fees for Transactions in the BOX Price Improvement Period 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 2011-23909 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23909.pdf https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23908.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Fee Credits 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 2011-23908 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23908.pdf https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23897.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Clearing Trading Permit Holder Proprietary Transaction Fee Waiver for Orders in Multiply-Listed FLEX Options Classes 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 2011-23897 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23897.pdf https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23866.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series and Maturities to Credit Default Index Swaps Available for Clearing 2011-09-19T00:00:00-07:00 2011-09-19T00:00:00-07:00 2011-23866 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23866.pdf