Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/16?limit=200&registers=between&mode=atom 2024-11-23T09:55:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23918.html Notice - Sunshine Act Meeting 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23918 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23918.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23802.html Notice - Proposed Collection; Comment Request 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23802 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23802.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23793.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Describe Complimentary Services That Are Offered to Certain New Listings on NASDAQ's Global and Global Select Markets 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23793 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23793.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23792.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 0160 (Definitions in FINRA By-Laws) 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23792 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23792.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23774.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to EDGA Rules Regarding the Registration and Obligations of Market Makers 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23774 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23774.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23772.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating To Amendments to EDGX Rules Regarding the Registration and Obligations of Market Makers 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23772 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23772.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23771.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule To Add Clarifying Language With Respect to Marketing Charges Generally and Marketing Charges for Directed Orders, and To Add New and Clarifying Language With Respect to Marketing Charges for Electronic Complex Orders 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23771 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23771.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23735.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether to Disapprove Proposed Rule Change To Adopt Additional Listing Requirements for Reverse Mergers 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23735 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23735.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23732.html Rule - Privacy Act of 1974: Implementation and Amendment of Exemptions 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23732 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23732.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23731.html Notice - Advisory Committee on Small and Emerging Companies 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23731 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23731.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23726.html Notice - Submission for OMB Review; Comment Request 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23726 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23726.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23725.html Notice - Submission for OMB Review; Comment Request 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23725 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23725.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23722.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23722 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23722.pdf https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23721.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market 2011-09-16T00:00:00-07:00 2011-09-16T00:00:00-07:00 2011-23721 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23721.pdf