<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/16?registers=between Fri, 03 May 2024 16:37:14 -0700 Fri, 03 May 2024 16:37:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/16?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23918.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23918.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23918 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23918.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23802.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23802.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23802 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23802.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Describe Complimentary Services That Are Offered to Certain New Listings on NASDAQ's Global and Global Select Markets https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23793.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23793.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23793 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23793.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 0160 (Definitions in FINRA By-Laws) https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23792.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23792.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23792 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23792.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to EDGA Rules Regarding the Registration and Obligations of Market Makers https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23774.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23774.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23774 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23774.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating To Amendments to EDGX Rules Regarding the Registration and Obligations of Market Makers https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23772.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23772.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23772 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23772.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule To Add Clarifying Language With Respect to Marketing Charges Generally and Marketing Charges for Directed Orders, and To Add New and Clarifying Language With Respect to Marketing Charges for Electronic Complex Orders https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23771.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23771.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23771 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23771.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether to Disapprove Proposed Rule Change To Adopt Additional Listing Requirements for Reverse Mergers https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23735.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23735.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23735 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23735.pdf Rule - Privacy Act of 1974: Implementation and Amendment of Exemptions https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23732.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23732.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23732 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23732.pdf Notice - Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23731.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23731.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23731 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23731.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23726.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23726.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23726 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23726.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23725.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23725.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23725 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23725.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23722.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23722.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23722 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23722.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23721.html https://regulations.justia.com/regulations/fedreg/2011/09/16/2011-23721.html Fri, 16 Sep 2011 00:00:00 -0700 2011-23721 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-16/pdf/2011-23721.pdf