Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/15?limit=200&registers=between&mode=atom 2024-11-27T02:01:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23608.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Complex Orders 2011-09-15T00:00:00-07:00 2011-09-15T00:00:00-07:00 2011-23608 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23608.pdf https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23607.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Order Approving a Proposed Rule Change to Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange 2011-09-15T00:00:00-07:00 2011-09-15T00:00:00-07:00 2011-23607 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23607.pdf https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23606.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a Bulk-Quoting Interface To All Users of BATS Options 2011-09-15T00:00:00-07:00 2011-09-15T00:00:00-07:00 2011-23606 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23606.pdf https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23604.html Notice - Stone Harbor Investment Partners LP, et al.; Notice of Application 2011-09-15T00:00:00-07:00 2011-09-15T00:00:00-07:00 2011-23604 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23604.pdf https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23603.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features 2011-09-15T00:00:00-07:00 2011-09-15T00:00:00-07:00 2011-23603 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23603.pdf https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23602.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features 2011-09-15T00:00:00-07:00 2011-09-15T00:00:00-07:00 2011-23602 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23602.pdf https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23597.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as Well as for Trades Executed Otherwise Than on the Exchange 2011-09-15T00:00:00-07:00 2011-09-15T00:00:00-07:00 2011-23597 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23597.pdf