<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/15?registers=between Sat, 27 Apr 2024 15:53:50 -0700 Sat, 27 Apr 2024 15:53:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/15?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Complex Orders https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23608.html https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23608.html Thu, 15 Sep 2011 00:00:00 -0700 2011-23608 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23608.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Order Approving a Proposed Rule Change to Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23607.html https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23607.html Thu, 15 Sep 2011 00:00:00 -0700 2011-23607 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23607.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a Bulk-Quoting Interface To All Users of BATS Options https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23606.html https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23606.html Thu, 15 Sep 2011 00:00:00 -0700 2011-23606 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23606.pdf Notice - Stone Harbor Investment Partners LP, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23604.html https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23604.html Thu, 15 Sep 2011 00:00:00 -0700 2011-23604 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23604.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23603.html https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23603.html Thu, 15 Sep 2011 00:00:00 -0700 2011-23603 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23603.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23602.html https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23602.html Thu, 15 Sep 2011 00:00:00 -0700 2011-23602 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23602.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as Well as for Trades Executed Otherwise Than on the Exchange https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23597.html https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23597.html Thu, 15 Sep 2011 00:00:00 -0700 2011-23597 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23597.pdf