<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/14?registers=between Fri, 03 May 2024 20:58:20 -0700 Fri, 03 May 2024 20:58:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/14?registers=between Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23480.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23480.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23480 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23480.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23478.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23478.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23478 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23478.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23441.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23441.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23441 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23441.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Market Data Feed https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23440.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23440.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23440 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23440.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23386.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23386.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23386 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23386.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23385.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23385.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23385 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23385.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23384.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23384.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23384 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23384.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Interpretive Notice Concerning the Application of Rule G-17 to Municipal Advisors https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23383.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23383.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23383 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23383.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to a New Daily Report Subscription for Security Position Reports https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23380.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23380.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23380 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23380.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to Fees for Trading Securities Listed on the Nasdaq Stock Market LLC Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23378.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23378.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23378 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23378.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Amend FINRA Rule 9251 to Explicitly Protect From Discovery Those Documents That Federal Law Prohibits FINRA From Disclosing https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23377.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23377.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23377 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23377.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23376.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23376.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23376 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23376.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23375.html https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23375.html Wed, 14 Sep 2011 00:00:00 -0700 2011-23375 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23375.pdf