Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/12?limit=200&registers=between&mode=atom 2024-11-27T00:36:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23319.html Notice - Sunshine Act Meeting 2011-09-12T00:00:00-07:00 2011-09-12T00:00:00-07:00 2011-23319 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23319.pdf https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23307.html Notice - Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.; Order of Suspension of Trading 2011-09-12T00:00:00-07:00 2011-09-12T00:00:00-07:00 2011-23307 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23307.pdf https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23259.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule G-36, on Fiduciary Duty of Municipal Advisors, and a Proposed Interpretive Notice Concerning the Application of Proposed Rule G-36 to Municipal Advisors 2011-09-12T00:00:00-07:00 2011-09-12T00:00:00-07:00 2011-23259 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23259.pdf https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23179.html Proposed Rule - Retrospective Review of Existing Regulations 2011-09-12T00:00:00-07:00 2011-09-12T00:00:00-07:00 2011-23179 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23179.pdf https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23172.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove its Tiered Schedule of Fees and Rebates and To Lower or Remove Certain Rebates 2011-09-12T00:00:00-07:00 2011-09-12T00:00:00-07:00 2011-23172 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23172.pdf https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23171.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Cancellation Fee 2011-09-12T00:00:00-07:00 2011-09-12T00:00:00-07:00 2011-23171 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23171.pdf https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23170.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. To Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities 2011-09-12T00:00:00-07:00 2011-09-12T00:00:00-07:00 2011-23170 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23170.pdf https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23169.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 501.00 of the Listed Company Manual To Expand the Waiver Provision To Apply to Foreign Issuers 2011-09-12T00:00:00-07:00 2011-09-12T00:00:00-07:00 2011-23169 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23169.pdf