Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/09?limit=200®isters=between&mode=atom2024-04-26T10:57:15-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23233.htmlNotice - Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.; Order of Suspension of Trading2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23233.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23224.htmlNotice - American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.), Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., BSK & Tech, Inc., and Buffalo Gold Ltd.; Order of Suspension of Trading2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23224.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23114.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clarifying Amendments to Direct Connectivity Services2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23114.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23113.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clarifying Amendment To Direct Connectivity Services2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23113.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23112.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clarifying Amendment To Direct Connectivity Services2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23112.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23103.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Proposed Interpretive Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23103.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23102.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to the Quarterly Trading Requirements Applicable to Registered Options Traders2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23102.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23073.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereigns2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23073Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23073.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23046.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37, on Political Contributions and Prohibitions on Municipal Securities Business; Proposed Form G-37/G-42 and Form G-37x/G-42x; and a Proposed Restatement of a Rule G-37 Interpretive Notice2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23046Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23046.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23045.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule Change to Establish a Pilot Program To List and Trade a p.m.-Settled Cash-Settled S&P 500 Index Option Product2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23045.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23036.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Obsolete Language From the CBOE Stock Exchange Fees Schedule2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23036.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23035.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the United States Metals Index Fund, the United States Agriculture Index Fund and the United States Copper Index Fund Under NYSE Arca Equities Rule 8.2002011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23035.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-23034.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-23034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-23034.pdfhttps://regulations.justia.com/regulations/fedreg/2011/09/09/2011-22895.htmlRule - Amendments To Include New Applicant Types on Form ID2011-09-09T00:00:00-07:002011-09-09T00:00:00-07:002011-22895Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-09/pdf/2011-22895.pdf