<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/01?registers=between Sat, 23 Nov 2024 09:38:14 -0800 Sat, 23 Nov 2024 09:38:14 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/09/01?registers=between Notice - Somerset International Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22534.html https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22534.html Thu, 01 Sep 2011 00:00:00 -0700 2011-22534 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-01/pdf/2011-22534.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Adding Commentary .01 to Rule 6.37B To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Clarify an Existing Exception to the Quoting Obligations https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22442.html https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22442.html Thu, 01 Sep 2011 00:00:00 -0700 2011-22442 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-01/pdf/2011-22442.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Adding Commentary .01 to Rule 925.1NY To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Clarify an Existing Exception to the Quoting Obligations https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22440.html https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22440.html Thu, 01 Sep 2011 00:00:00 -0700 2011-22440 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-01/pdf/2011-22440.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22366.html https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22366.html Thu, 01 Sep 2011 00:00:00 -0700 2011-22366 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-01/pdf/2011-22366.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22364.html https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22364.html Thu, 01 Sep 2011 00:00:00 -0700 2011-22364 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-01/pdf/2011-22364.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Change the Name of the PSX Ouch BBO Feed to the PSX MatchView Feed and To Modify Its Contents https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22363.html https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22363.html Thu, 01 Sep 2011 00:00:00 -0700 2011-22363 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-01/pdf/2011-22363.pdf Rule - Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22257.html https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22257.html Thu, 01 Sep 2011 00:00:00 -0700 2011-22257 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-09-01/pdf/2011-22257.pdf