Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-19T03:26:42-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22307.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Board of Director Qualifications2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22307.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22306.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Amex Options Rule 965NY To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22306.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22305.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Arca Options Rule 6.77 To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22305.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22258.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Rules To Facilitate Clearing of Additional Interest Rate Swap Products2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22258Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22258.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22223.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Differences in Proprietary Trading Exchange Fees Based on Ownership of CME Group Shares2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22223.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22222.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22222.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22221.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting BOX To Accept Inbound Routes by NOS2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22221.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22220.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q)2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22220.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22219.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee and the Order Entry Port Fee2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22219.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22218.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q)2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22218.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/30/2011-22217.htmlNotice - Sunshine Act Meeting2011-08-30T00:00:00-07:002011-08-30T00:00:00-07:002011-22217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-30/pdf/2011-22217.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/30/2011-22134.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the EDGX Fee Schedule To Establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee2011-08-30T00:00:00-07:002011-08-30T00:00:00-07:002011-22134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-30/pdf/2011-22134.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/30/2011-22130.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the EDGA Fee Schedule To Establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee2011-08-30T00:00:00-07:002011-08-30T00:00:00-07:002011-22130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-30/pdf/2011-22130.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/30/2011-22098.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Early Redemption of Certificates of Deposit2011-08-30T00:00:00-07:002011-08-30T00:00:00-07:002011-22098Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-30/pdf/2011-22098.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/29/2011-22069.htmlNotice - Sunshine Act Meeting2011-08-29T00:00:00-07:002011-08-29T00:00:00-07:002011-22069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-29/pdf/2011-22069.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21874.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21874.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21873.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the NYSE Amex Equities Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21873.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21872.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21872.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21871.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21871.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21870.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 993NY(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Amex Options Rule 993NY(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21870.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21860.htmlNotice - Submission for OMB Review; Comment Request2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21860.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21859.htmlNotice - Submission for OMB Review; Comment Request2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21859.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21858.htmlNotice - Submission for OMB Review; Comment Request2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21858.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21857.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX To Receive Inbound Routes of Orders From NOS2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21857.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21856.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Services Fees2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21856.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21855.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c)2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21855.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21854.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish and Adopt Fees for the New BX Pre-Trade Risk Management Service2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21854Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21854.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21852.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness To Establish and Adopt Fees for the New PSX Pre-Trade Risk Management Service2011-08-26T00:00:00-07:002011-08-26T00:00:00-07:002011-21852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21852.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/25/2011-21777.htmlNotice - Puda Coal, Inc.; Order of Suspension of Trading2011-08-25T00:00:00-07:002011-08-25T00:00:00-07:002011-21777Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-25/pdf/2011-21777.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/25/2011-21645.htmlNotice - Acceptance of Public Submissions Regarding the Study of Stable Value Contracts2011-08-25T00:00:00-07:002011-08-25T00:00:00-07:002011-21645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-25/pdf/2011-21645.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21661.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rules 6.16 and 6.16A, and Adopting New NYSE Arca Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule)2011-08-24T00:00:00-07:002011-08-24T00:00:00-07:002011-21661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21661.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21657.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Amex Equities Rules 92, 513, 514 and Adopting New NYSE Amex Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule)2011-08-24T00:00:00-07:002011-08-24T00:00:00-07:002011-21657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21657.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21656.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 92 and Adopting a New NYSE Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule)2011-08-24T00:00:00-07:002011-08-24T00:00:00-07:002011-21656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21656.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21610.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Name and Modify the Contents of the NASDAQ Ouch BBO Feed2011-08-24T00:00:00-07:002011-08-24T00:00:00-07:002011-21610Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21610.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21600.htmlNotice - Public Company Accounting Oversight Board; Order Approving Proposed Temporary Rule for an Interim Program of Inspection Related to Audits of Brokers and Dealers2011-08-24T00:00:00-07:002011-08-24T00:00:00-07:002011-21600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21600.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21599.htmlNotice - Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules2011-08-24T00:00:00-07:002011-08-24T00:00:00-07:002011-21599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21599.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21592.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF2011-08-24T00:00:00-07:002011-08-24T00:00:00-07:002011-21592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21592.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21591.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund Under NYSE Arca Equities Rule 8.6002011-08-24T00:00:00-07:002011-08-24T00:00:00-07:002011-21591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21591.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/23/C1-2011-20735.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks2011-08-23T00:00:00-07:002011-08-23T00:00:00-07:00C1-2011-20735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/C1-2011-20735.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21583.htmlNotice - Sunshine Act Meeting2011-08-23T00:00:00-07:002011-08-23T00:00:00-07:002011-21583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21583.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21557.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule A-3, on Membership on the Board2011-08-23T00:00:00-07:002011-08-23T00:00:00-07:002011-21557Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21557.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21500.htmlRule - Suspension of the Duty To File Reports for Classes of Asset-Backed Securities Under Section 15(D) of the Securities Exchange Act of 19342011-08-23T00:00:00-07:002011-08-23T00:00:00-07:002011-21500Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21500.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21486.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Relating to Alpha Index Options2011-08-23T00:00:00-07:002011-08-23T00:00:00-07:002011-21486Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21486.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21466.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Clerical Changes to Its Rules2011-08-23T00:00:00-07:002011-08-23T00:00:00-07:002011-21466Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21466.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21465.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Registration and Qualification Requirements2011-08-23T00:00:00-07:002011-08-23T00:00:00-07:002011-21465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21465.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21481.htmlNotice - Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc., Order of Suspension of Trading2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21481.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21480.htmlNotice - Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.; Order of Suspension of Trading2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21480.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21463.htmlNotice - Sunshine Act Meeting2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21463.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21349.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21349Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21349.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21348.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Regarding Liens on Collateral That Relates Solely to Its Futures Clearing Operations2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21348.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21323.htmlNotice - Tortoise Power and Energy Infrastructure Fund, Inc. and Tortoise Capital Advisors, L.L.C.; Notice of Application2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21323Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21323.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21322.htmlNotice - Golub Capital BDC, Inc., et al.; Notice of Application2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21322.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21321.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Amendments to the Rule Book2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21321.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21320.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From NASDAQ Options Services2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21320.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21319.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates in Penny Pilot Options2011-08-22T00:00:00-07:002011-08-22T00:00:00-07:002011-21319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21319.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21336.htmlNotice - Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.; Order of Suspension of Trading2011-08-19T00:00:00-07:002011-08-19T00:00:00-07:002011-21336Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21336.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21257.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128 So That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Rule 80C Continue To Be Resolved in the Same Manner Before Being Added to the Pilot2011-08-19T00:00:00-07:002011-08-19T00:00:00-07:002011-21257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21257.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21190.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend FINRA Rule 4240 (Margin Requirements for Credit Default Swaps); Correction2011-08-19T00:00:00-07:002011-08-19T00:00:00-07:002011-21190Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21190.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21176.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional)2011-08-19T00:00:00-07:002011-08-19T00:00:00-07:002011-21176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21176.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21175.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas2011-08-19T00:00:00-07:002011-08-19T00:00:00-07:002011-21175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21175.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21174.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit NASDAQ OMX PHLX to Receive Inbound Routes by Nasdaq Options Services2011-08-19T00:00:00-07:002011-08-19T00:00:00-07:002011-21174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21174.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21173.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF Under NYSE Arca Equities Rule 8.200, Commentary .022011-08-19T00:00:00-07:002011-08-19T00:00:00-07:002011-21173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21173.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21171.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a Bulk-Quoting Interface2011-08-19T00:00:00-07:002011-08-19T00:00:00-07:002011-21171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21171.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21099.htmlNotice - Order Temporarily Exempting the Floor Broker Operations of Broker-Dealers With Market Access That Handle Orders on a Manual Basis From the Automated Controls Requirement of Rule 15c3-5(c)(1)(ii) and Rule 15c3-5(c)(2) Under the Securities Exchange Act of 19342011-08-18T00:00:00-07:002011-08-18T00:00:00-07:002011-21099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21099.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21035.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual that Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers2011-08-18T00:00:00-07:002011-08-18T00:00:00-07:002011-21035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21035.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21034.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish an Acceptable Trade Range for Quotes and Orders Entered on the NASDAQ Options Market2011-08-18T00:00:00-07:002011-08-18T00:00:00-07:002011-21034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21034.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21031.htmlNotice - Submission for OMB Review; Comment Request2011-08-18T00:00:00-07:002011-08-18T00:00:00-07:002011-21031Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21031.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21030.htmlNotice - Submission for OMB Review; Comment Request2011-08-18T00:00:00-07:002011-08-18T00:00:00-07:002011-21030Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21030.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21029.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF Under NYSE Arca Equities Rule 8.6002011-08-18T00:00:00-07:002011-08-18T00:00:00-07:002011-21029Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21029.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21026.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 10, Governing Clearly Erroneous Executions2011-08-18T00:00:00-07:002011-08-18T00:00:00-07:002011-21026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21026.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21025.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 11.19(c) Relating to Clearly Erroneous Transactions2011-08-18T00:00:00-07:002011-08-18T00:00:00-07:002011-21025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21025.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/C1-2011-20388.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 985NY To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Amex System From the Floor of the Exchange for Potential Execution2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:00C1-2011-20388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/C1-2011-20388.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20955.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20955.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20954.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, Entitled “Clearly Erroneous Executions”2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20954.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20953.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BYX Rule 11.17, Entitled “Clearly Erroneous Executions”2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20953Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20953.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20912.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20912.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20911.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.132011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20911.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20910.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.132011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20910.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20909.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 21282011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20909.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20908.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10 So That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Arca Equities Rule 7.11 Continue To Be Resolved in the Same Manner Before Being Added to the Pilot2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20908.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20907.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20907.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20906.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20906Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20906.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20905.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20905.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20904.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the CBSX Clearly Erroneous Policy Pilot Program2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20904Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20904.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20903.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128 so That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Amex Equities Rule 80C Continue To Be Resolved in the Same Manner Before Being Added to the Pilot2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20903.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20902.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20902Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20902.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20901.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to a Proposed Rule Change Relating to Appointments to Competitive Market Makers2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20901.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20900.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on ETFS Gold Trust2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20900.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20899.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on ETFS Gold Trust2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20899.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20870.htmlNotice - Northern Trust Investments, N.A., et al.; Notice of Application2011-08-17T00:00:00-07:002011-08-17T00:00:00-07:002011-20870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20870.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20758.htmlNotice - Pax World Funds Series Trust I and Pax World Management LLC; Notice of Application2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20758.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20736.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20736Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20736.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20735.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20735.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20734.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20734Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20734.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20733.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20733.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20732.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20732.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20726.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 20122011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20726Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20726.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20725.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 20122011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20725.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20724.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 20122011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20724.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20723.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 20122011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20723.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20722.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 20122011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20722Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20722.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20711.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20711Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20711.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20707.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position Limit for Options on the Standard and Poor's Depositary Receipts Trust2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20707.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20706.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20706.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20705.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Complex Orders2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20705.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20704.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20704.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20703.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20703.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20702.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20702.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20701.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews2011-08-16T00:00:00-07:002011-08-16T00:00:00-07:002011-20701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20701.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20700.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20700.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20699.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20699.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20697.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20697.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20696.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 20122011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20696.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20695.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 20122011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20695.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20694.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102 To Extend the Pilot Program2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20694.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20693.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20693.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20692.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20692.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20691.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule To Waive the Trading Permit Holder Application Fee on the CBOE Stock Exchange for the Month of August 20112011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20691Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20691.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20642.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20642.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20641.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20641.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20640.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Credits to Supplemental Liquidity Providers2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20640.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20639.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Exchange Rule 10802011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20639.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20638.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20638.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20637.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 20122011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20637.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20636.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 20122011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20636Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20636.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20635.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 20122011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20635Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20635.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20634.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to NASDAQ Options Market Rules2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20634.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20633.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 To Extend the Pilot Program2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20633Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20633.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20632.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20632Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20632.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20631.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule2011-08-15T00:00:00-07:002011-08-15T00:00:00-07:002011-20631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20631.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20580.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders2011-08-12T00:00:00-07:002011-08-12T00:00:00-07:002011-20580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20580.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20579.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders2011-08-12T00:00:00-07:002011-08-12T00:00:00-07:002011-20579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20579.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20578.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Content Outline for the Proprietary Traders Examination (Series 56)2011-08-12T00:00:00-07:002011-08-12T00:00:00-07:002011-20578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20578.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20576.htmlNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow for Four Decimal Point Pricing for Block and Exchange for Physical (“EFPs”) Trades2011-08-12T00:00:00-07:002011-08-12T00:00:00-07:002011-20576Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20576.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20413.htmlRule - Commission Rules and Forms Related to the FASB's Accounting Standards Codification2011-08-12T00:00:00-07:002011-08-12T00:00:00-07:002011-20413Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20413.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20445.htmlProposed Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 19332011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20445Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20445.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20419.htmlNotice - Submission for OMB Review; Comment Request2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20419.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20417.htmlNotice - Submission for OMB Review; Comment Request2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20417.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20416.htmlNotice - Submission for OMB Review; Comment Request2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20416.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20415.htmlNotice - Submission for OMB Review; Comment Request2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20415.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20414.htmlNotice - Submission for OMB Review; Comment Request2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20414.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20390.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20390.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20389.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.90 To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Arca System From the Floor of the Exchange for Potential Execution2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20389Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20389.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20388.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 985NY To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Amex System From the Floor of the Exchange for Potential Execution2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20388.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20387.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20387Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20387.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20376.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20376.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20371.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Proprietary Trader Registration Category2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20371.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20370.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”)2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20370.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20363.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20363.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20357.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20357.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20356.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”)2011-08-11T00:00:00-07:002011-08-11T00:00:00-07:002011-20356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20356.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20274.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Defined Term “Closed-End Fund” in Rules 5910 and 59202011-08-10T00:00:00-07:002011-08-10T00:00:00-07:002011-20274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20274.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20272.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Definition of “Professional” and Require That Professional Orders Be Appropriately Marked by BOX Options Participants2011-08-10T00:00:00-07:002011-08-10T00:00:00-07:002011-20272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20272.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20244.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm2011-08-10T00:00:00-07:002011-08-10T00:00:00-07:002011-20244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20244.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20243.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Sections 102.01 and 103.01 of the Exchange's Listed Company Manual To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company2011-08-10T00:00:00-07:002011-08-10T00:00:00-07:002011-20243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20243.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20242.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company2011-08-10T00:00:00-07:002011-08-10T00:00:00-07:002011-20242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20242.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20241.htmlNotice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating To Discontinuing Dividend Settlement Service, Funds Only Settlement Service, Data Distribution Box Services, and Changes to the Envelope Settlement Service2011-08-10T00:00:00-07:002011-08-10T00:00:00-07:002011-20241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20241.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20172.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule to Simplify the $1 Strike Price Interval Program2011-08-09T00:00:00-07:002011-08-09T00:00:00-07:002011-20172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20172.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20171.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Trade Reporting Rules Relating to OTC Transactions in Equity Securities That Are Part of a Distribution and Transfers of Equity Securities To Create or Redeem Instruments Such as ADRs and ETFs2011-08-09T00:00:00-07:002011-08-09T00:00:00-07:002011-20171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20171.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20103.htmlNotice - American Capital, Ltd.; Notice of Application2011-08-09T00:00:00-07:002011-08-09T00:00:00-07:002011-20103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20103.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20102.htmlNotice - RidgeWorth Funds and RidgeWorth Capital Management, Inc.; Notice of Application2011-08-09T00:00:00-07:002011-08-09T00:00:00-07:002011-20102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20102.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20100.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a Bulk-Quoting Interface2011-08-09T00:00:00-07:002011-08-09T00:00:00-07:002011-20100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20100.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20099.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders2011-08-09T00:00:00-07:002011-08-09T00:00:00-07:002011-20099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20099.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20066.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees2011-08-09T00:00:00-07:002011-08-09T00:00:00-07:002011-20066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20066.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/08/2011-20008.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Fees Assessed for Use of NASDAQ Pre-Trade Risk Management2011-08-08T00:00:00-07:002011-08-08T00:00:00-07:002011-20008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-20008.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19992.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim2011-08-08T00:00:00-07:002011-08-08T00:00:00-07:002011-19992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19992.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19991.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Member and Member Organization Participation2011-08-08T00:00:00-07:002011-08-08T00:00:00-07:002011-19991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19991.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19983.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rule 7015(h)2011-08-08T00:00:00-07:002011-08-08T00:00:00-07:002011-19983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19983.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19982.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc., Relating to Rule 7172011-08-08T00:00:00-07:002011-08-08T00:00:00-07:002011-19982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19982.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19981.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2011-08-08T00:00:00-07:002011-08-08T00:00:00-07:002011-19981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19981.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19980.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Analytic Reporting Service Fees2011-08-08T00:00:00-07:002011-08-08T00:00:00-07:002011-19980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19980.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19979.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Concerning Facilitation Orders in Multiply-Listed FLEX Options2011-08-08T00:00:00-07:002011-08-08T00:00:00-07:002011-19979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19979.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19911.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer an Optional Derived Data Fee for NASDAQ Basic2011-08-05T00:00:00-07:002011-08-05T00:00:00-07:002011-19911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19911.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19856.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees2011-08-05T00:00:00-07:002011-08-05T00:00:00-07:002011-19856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19856.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19855.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal to Amend Chapter VI, Section 15 (Automatic Quote Cancellation) of the BOX Trading Rules2011-08-05T00:00:00-07:002011-08-05T00:00:00-07:002011-19855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19855.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19854.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Market Data Feeds2011-08-05T00:00:00-07:002011-08-05T00:00:00-07:002011-19854Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19854.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19853.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees Charged for the Floor Member Continuing Education Program for Qualified Floor Members Pursuant to NYSE Rule 103A, From a Fixed Flat Fee of $80 Per Training Module to a Fixed Flat Fee of $150 Per Qualified Member Per Bi-Annual Session for a Total Cost Per Member Per Year of $3002011-08-05T00:00:00-07:002011-08-05T00:00:00-07:002011-19853Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19853.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19852.htmlNotice - BofA Funds Series Trust, et al.;2011-08-05T00:00:00-07:002011-08-05T00:00:00-07:002011-19852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19852.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19824.htmlRule - Adoption of Updated EDGAR Filer Manual2011-08-05T00:00:00-07:002011-08-05T00:00:00-07:002011-19824Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19824.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19300.htmlProposed Rule - Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities2011-08-05T00:00:00-07:002011-08-05T00:00:00-07:002011-19300Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19300.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19810.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402011-08-04T00:00:00-07:002011-08-04T00:00:00-07:002011-19810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19810.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19748.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To List and Trade Single Stock Dividend Options2011-08-04T00:00:00-07:002011-08-04T00:00:00-07:002011-19748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19748.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19747.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2011-08-04T00:00:00-07:002011-08-04T00:00:00-07:002011-19747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19747.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19740.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2011-08-04T00:00:00-07:002011-08-04T00:00:00-07:002011-19740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19740.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19727.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity2011-08-04T00:00:00-07:002011-08-04T00:00:00-07:002011-19727Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19727.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/C1-2011-16758.htmlProposed Rule - Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:00C1-2011-16758Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/C1-2011-16758.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19690.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19690Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19690.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19647.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of “Foreign Securities Affiliate,” Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19647.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19646.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of “Foreign Securities Affiliate,” Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19646.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19645.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19645.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19612.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an “All-or-None” Order Type2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19612.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19564.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Provide Specific Authority to Use an Auction Process as One of the Means to Liquidate a Defaulting Clearing Member's Accounts2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19564Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19564.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19563.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the BOX Fee Schedule2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19563Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19563.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19421.htmlRule - Security Ratings2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19421Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19421.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19419.htmlRule - Large Trader Reporting2011-08-03T00:00:00-07:002011-08-03T00:00:00-07:002011-19419Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19419.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19648.htmlNotice - Sunshine Act Meeting2011-08-02T00:00:00-07:002011-08-02T00:00:00-07:002011-19648Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19648.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19531.htmlNotice - Proposed Collection; Comment Request2011-08-02T00:00:00-07:002011-08-02T00:00:00-07:002011-19531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19531.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19461.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for the Execution of Complex Orders2011-08-02T00:00:00-07:002011-08-02T00:00:00-07:002011-19461Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19461.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19458.htmlNotice - Proposed Collection; Comment Request2011-08-02T00:00:00-07:002011-08-02T00:00:00-07:002011-19458Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19458.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19457.htmlNotice - Proposed Collection; Comment Request2011-08-02T00:00:00-07:002011-08-02T00:00:00-07:002011-19457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19457.pdf