Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2021-09-21T23:42:29-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22307.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Board of Director Qualifications 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22307 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22307.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22306.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Amex Options Rule 965NY To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22306 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22306.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22305.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Arca Options Rule 6.77 To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22305 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22305.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22258.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Rules To Facilitate Clearing of Additional Interest Rate Swap Products 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22258 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22258.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22223.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Differences in Proprietary Trading Exchange Fees Based on Ownership of CME Group Shares 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22223 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22223.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22222.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22222 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22222.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22221.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting BOX To Accept Inbound Routes by NOS 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22221 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22221.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22220.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q) 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22220 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22220.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22219.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee and the Order Entry Port Fee 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22219 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22219.pdf https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22218.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q) 2011-08-31T00:00:00-07:00 2011-08-31T00:00:00-07:00 2011-22218 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22218.pdf https://regulations.justia.com/regulations/fedreg/2011/08/30/2011-22217.html Notice - Sunshine Act Meeting 2011-08-30T00:00:00-07:00 2011-08-30T00:00:00-07:00 2011-22217 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-30/pdf/2011-22217.pdf https://regulations.justia.com/regulations/fedreg/2011/08/30/2011-22134.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the EDGX Fee Schedule To Establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee 2011-08-30T00:00:00-07:00 2011-08-30T00:00:00-07:00 2011-22134 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-30/pdf/2011-22134.pdf https://regulations.justia.com/regulations/fedreg/2011/08/30/2011-22130.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the EDGA Fee Schedule To Establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee 2011-08-30T00:00:00-07:00 2011-08-30T00:00:00-07:00 2011-22130 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-30/pdf/2011-22130.pdf https://regulations.justia.com/regulations/fedreg/2011/08/30/2011-22098.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Early Redemption of Certificates of Deposit 2011-08-30T00:00:00-07:00 2011-08-30T00:00:00-07:00 2011-22098 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-30/pdf/2011-22098.pdf https://regulations.justia.com/regulations/fedreg/2011/08/29/2011-22069.html Notice - Sunshine Act Meeting 2011-08-29T00:00:00-07:00 2011-08-29T00:00:00-07:00 2011-22069 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-29/pdf/2011-22069.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21874.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21874 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21874.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21873.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the NYSE Amex Equities Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21873 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21873.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21872.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21872 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21872.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21871.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21871 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21871.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21870.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 993NY(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Amex Options Rule 993NY(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21870 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21870.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21860.html Notice - Submission for OMB Review; Comment Request 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21860 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21860.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21859.html Notice - Submission for OMB Review; Comment Request 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21859.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21858.html Notice - Submission for OMB Review; Comment Request 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21858.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21857.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX To Receive Inbound Routes of Orders From NOS 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21857 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21857.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21856.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Services Fees 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21856.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21855.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c) 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21855.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21854.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish and Adopt Fees for the New BX Pre-Trade Risk Management Service 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21854.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21852.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness To Establish and Adopt Fees for the New PSX Pre-Trade Risk Management Service 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21852 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21852.pdf https://regulations.justia.com/regulations/fedreg/2011/08/25/2011-21777.html Notice - Puda Coal, Inc.; Order of Suspension of Trading 2011-08-25T00:00:00-07:00 2011-08-25T00:00:00-07:00 2011-21777 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-25/pdf/2011-21777.pdf https://regulations.justia.com/regulations/fedreg/2011/08/25/2011-21645.html Notice - Acceptance of Public Submissions Regarding the Study of Stable Value Contracts 2011-08-25T00:00:00-07:00 2011-08-25T00:00:00-07:00 2011-21645 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-25/pdf/2011-21645.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21661.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rules 6.16 and 6.16A, and Adopting New NYSE Arca Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21661 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21661.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21657.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Amex Equities Rules 92, 513, 514 and Adopting New NYSE Amex Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21657 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21657.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21656.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 92 and Adopting a New NYSE Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21656.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21610.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Name and Modify the Contents of the NASDAQ Ouch BBO Feed 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21610 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21610.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21600.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Temporary Rule for an Interim Program of Inspection Related to Audits of Brokers and Dealers 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21600 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21600.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21599.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21599 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21599.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21592.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21592 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21592.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21591.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund Under NYSE Arca Equities Rule 8.600 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21591 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21591.pdf https://regulations.justia.com/regulations/fedreg/2011/08/23/C1-2011-20735.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks 2011-08-23T00:00:00-07:00 2011-08-23T00:00:00-07:00 C1-2011-20735 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/C1-2011-20735.pdf https://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21583.html Notice - Sunshine Act Meeting 2011-08-23T00:00:00-07:00 2011-08-23T00:00:00-07:00 2011-21583 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21583.pdf https://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21557.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule A-3, on Membership on the Board 2011-08-23T00:00:00-07:00 2011-08-23T00:00:00-07:00 2011-21557 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21557.pdf https://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21500.html Rule - Suspension of the Duty To File Reports for Classes of Asset-Backed Securities Under Section 15(D) of the Securities Exchange Act of 1934 2011-08-23T00:00:00-07:00 2011-08-23T00:00:00-07:00 2011-21500 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21500.pdf https://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21486.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Relating to Alpha Index Options 2011-08-23T00:00:00-07:00 2011-08-23T00:00:00-07:00 2011-21486 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21486.pdf https://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21466.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Clerical Changes to Its Rules 2011-08-23T00:00:00-07:00 2011-08-23T00:00:00-07:00 2011-21466 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21466.pdf https://regulations.justia.com/regulations/fedreg/2011/08/23/2011-21465.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Registration and Qualification Requirements 2011-08-23T00:00:00-07:00 2011-08-23T00:00:00-07:00 2011-21465 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-23/pdf/2011-21465.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21481.html Notice - Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc., Order of Suspension of Trading 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21481 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21481.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21480.html Notice - Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.; Order of Suspension of Trading 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21480 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21480.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21463.html Notice - Sunshine Act Meeting 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21463 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21463.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21349.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21349 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21349.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21348.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Regarding Liens on Collateral That Relates Solely to Its Futures Clearing Operations 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21348 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21348.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21323.html Notice - Tortoise Power and Energy Infrastructure Fund, Inc. and Tortoise Capital Advisors, L.L.C.; Notice of Application 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21323 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21323.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21322.html Notice - Golub Capital BDC, Inc., et al.; Notice of Application 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21322 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21322.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21321.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Amendments to the Rule Book 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21321 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21321.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21320.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From NASDAQ Options Services 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21320 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21320.pdf https://regulations.justia.com/regulations/fedreg/2011/08/22/2011-21319.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates in Penny Pilot Options 2011-08-22T00:00:00-07:00 2011-08-22T00:00:00-07:00 2011-21319 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-22/pdf/2011-21319.pdf https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21336.html Notice - Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.; Order of Suspension of Trading 2011-08-19T00:00:00-07:00 2011-08-19T00:00:00-07:00 2011-21336 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21336.pdf https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21257.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128 So That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Rule 80C Continue To Be Resolved in the Same Manner Before Being Added to the Pilot 2011-08-19T00:00:00-07:00 2011-08-19T00:00:00-07:00 2011-21257 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21257.pdf https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21190.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend FINRA Rule 4240 (Margin Requirements for Credit Default Swaps); Correction 2011-08-19T00:00:00-07:00 2011-08-19T00:00:00-07:00 2011-21190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21190.pdf https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21176.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional) 2011-08-19T00:00:00-07:00 2011-08-19T00:00:00-07:00 2011-21176 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21176.pdf https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21175.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas 2011-08-19T00:00:00-07:00 2011-08-19T00:00:00-07:00 2011-21175 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21175.pdf https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21174.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit NASDAQ OMX PHLX to Receive Inbound Routes by Nasdaq Options Services 2011-08-19T00:00:00-07:00 2011-08-19T00:00:00-07:00 2011-21174 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21174.pdf https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21173.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF Under NYSE Arca Equities Rule 8.200, Commentary .02 2011-08-19T00:00:00-07:00 2011-08-19T00:00:00-07:00 2011-21173 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21173.pdf https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21171.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a Bulk-Quoting Interface 2011-08-19T00:00:00-07:00 2011-08-19T00:00:00-07:00 2011-21171 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21171.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21099.html Notice - Order Temporarily Exempting the Floor Broker Operations of Broker-Dealers With Market Access That Handle Orders on a Manual Basis From the Automated Controls Requirement of Rule 15c3-5(c)(1)(ii) and Rule 15c3-5(c)(2) Under the Securities Exchange Act of 1934 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21099 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21099.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21035.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual that Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21035 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21035.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21034.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish an Acceptable Trade Range for Quotes and Orders Entered on the NASDAQ Options Market 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21034 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21034.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21031.html Notice - Submission for OMB Review; Comment Request 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21031 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21031.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21030.html Notice - Submission for OMB Review; Comment Request 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21030 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21030.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21029.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF Under NYSE Arca Equities Rule 8.600 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21029 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21029.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21026.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 10, Governing Clearly Erroneous Executions 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21026 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21026.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21025.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 11.19(c) Relating to Clearly Erroneous Transactions 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21025 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21025.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/C1-2011-20388.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 985NY To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Amex System From the Floor of the Exchange for Potential Execution 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 C1-2011-20388 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/C1-2011-20388.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20955.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20955 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20955.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20954.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, Entitled “Clearly Erroneous Executions” 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20954 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20954.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20953.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BYX Rule 11.17, Entitled “Clearly Erroneous Executions” 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20953 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20953.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20912.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20912 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20912.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20911.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20911 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20911.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20910.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20910 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20910.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20909.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20909 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20909.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20908.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10 So That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Arca Equities Rule 7.11 Continue To Be Resolved in the Same Manner Before Being Added to the Pilot 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20908 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20908.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20907.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20907 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20907.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20906.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20906 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20906.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20905.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20905 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20905.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20904.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the CBSX Clearly Erroneous Policy Pilot Program 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20904 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20904.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20903.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128 so That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Amex Equities Rule 80C Continue To Be Resolved in the Same Manner Before Being Added to the Pilot 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20903 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20903.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20902.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20902 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20902.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20901.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to a Proposed Rule Change Relating to Appointments to Competitive Market Makers 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20901 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20901.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20900.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on ETFS Gold Trust 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20900 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20900.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20899.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on ETFS Gold Trust 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20899 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20899.pdf https://regulations.justia.com/regulations/fedreg/2011/08/17/2011-20870.html Notice - Northern Trust Investments, N.A., et al.; Notice of Application 2011-08-17T00:00:00-07:00 2011-08-17T00:00:00-07:00 2011-20870 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-17/pdf/2011-20870.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20758.html Notice - Pax World Funds Series Trust I and Pax World Management LLC; Notice of Application 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20758 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20758.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20736.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20736 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20736.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20735.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20735 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20735.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20734.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20734 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20734.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20733.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20733 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20733.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20732.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20732 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20732.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20726.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20726 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20726.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20725.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20725 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20725.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20724.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20724 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20724.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20723.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20723 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20723.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20722.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20722 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20722.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20711.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20711 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20711.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20707.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position Limit for Options on the Standard and Poor's Depositary Receipts Trust 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20707 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20707.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20706.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20706 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20706.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20705.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Complex Orders 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20705 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20705.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20704.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20704 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20704.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20703.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20703 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20703.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20702.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20702 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20702.pdf https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20701.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews 2011-08-16T00:00:00-07:00 2011-08-16T00:00:00-07:00 2011-20701 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20701.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20700.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20700 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20700.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20699.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20699 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20699.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20697.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20697 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20697.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20696.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 2012 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20696 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20696.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20695.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 2012 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20695 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20695.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20694.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102 To Extend the Pilot Program 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20694 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20694.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20693.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20693 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20693.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20692.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20692 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20692.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20691.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule To Waive the Trading Permit Holder Application Fee on the CBOE Stock Exchange for the Month of August 2011 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20691 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20691.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20642.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20642 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20642.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20641.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20641 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20641.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20640.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Credits to Supplemental Liquidity Providers 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20640 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20640.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20639.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Exchange Rule 1080 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20639 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20639.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20638.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20638 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20638.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20637.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20637 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20637.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20636.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20636 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20636.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20635.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20635 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20635.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20634.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to NASDAQ Options Market Rules 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20634 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20634.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20633.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 To Extend the Pilot Program 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20633 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20633.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20632.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20632 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20632.pdf https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20631.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2011-08-15T00:00:00-07:00 2011-08-15T00:00:00-07:00 2011-20631 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20631.pdf https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20580.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders 2011-08-12T00:00:00-07:00 2011-08-12T00:00:00-07:00 2011-20580 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20580.pdf https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20579.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders 2011-08-12T00:00:00-07:00 2011-08-12T00:00:00-07:00 2011-20579 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20579.pdf https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20578.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Content Outline for the Proprietary Traders Examination (Series 56) 2011-08-12T00:00:00-07:00 2011-08-12T00:00:00-07:00 2011-20578 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20578.pdf https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20576.html Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow for Four Decimal Point Pricing for Block and Exchange for Physical (“EFPs”) Trades 2011-08-12T00:00:00-07:00 2011-08-12T00:00:00-07:00 2011-20576 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20576.pdf https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20413.html Rule - Commission Rules and Forms Related to the FASB's Accounting Standards Codification 2011-08-12T00:00:00-07:00 2011-08-12T00:00:00-07:00 2011-20413 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20413.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20445.html Proposed Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20445 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20445.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20419.html Notice - Submission for OMB Review; Comment Request 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20419 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20419.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20417.html Notice - Submission for OMB Review; Comment Request 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20417 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20417.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20416.html Notice - Submission for OMB Review; Comment Request 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20416 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20416.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20415.html Notice - Submission for OMB Review; Comment Request 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20415 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20415.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20414.html Notice - Submission for OMB Review; Comment Request 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20414 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20414.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20390.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20390 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20390.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20389.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.90 To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Arca System From the Floor of the Exchange for Potential Execution 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20389 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20389.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20388.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 985NY To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Amex System From the Floor of the Exchange for Potential Execution 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20388 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20388.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20387.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20387 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20387.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20376.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20376 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20376.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20371.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Proprietary Trader Registration Category 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20371 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20371.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20370.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”) 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20370 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20370.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20363.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20363 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20363.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20357.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20357 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20357.pdf https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20356.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”) 2011-08-11T00:00:00-07:00 2011-08-11T00:00:00-07:00 2011-20356 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20356.pdf https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20274.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Defined Term “Closed-End Fund” in Rules 5910 and 5920 2011-08-10T00:00:00-07:00 2011-08-10T00:00:00-07:00 2011-20274 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20274.pdf https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20272.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Definition of “Professional” and Require That Professional Orders Be Appropriately Marked by BOX Options Participants 2011-08-10T00:00:00-07:00 2011-08-10T00:00:00-07:00 2011-20272 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20272.pdf https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20244.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm 2011-08-10T00:00:00-07:00 2011-08-10T00:00:00-07:00 2011-20244 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20244.pdf https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20243.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Sections 102.01 and 103.01 of the Exchange's Listed Company Manual To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company 2011-08-10T00:00:00-07:00 2011-08-10T00:00:00-07:00 2011-20243 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20243.pdf https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20242.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company 2011-08-10T00:00:00-07:00 2011-08-10T00:00:00-07:00 2011-20242 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20242.pdf https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20241.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating To Discontinuing Dividend Settlement Service, Funds Only Settlement Service, Data Distribution Box Services, and Changes to the Envelope Settlement Service 2011-08-10T00:00:00-07:00 2011-08-10T00:00:00-07:00 2011-20241 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20241.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20172.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule to Simplify the $1 Strike Price Interval Program 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20172 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20172.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20171.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Trade Reporting Rules Relating to OTC Transactions in Equity Securities That Are Part of a Distribution and Transfers of Equity Securities To Create or Redeem Instruments Such as ADRs and ETFs 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20171 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20171.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20103.html Notice - American Capital, Ltd.; Notice of Application 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20103 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20103.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20102.html Notice - RidgeWorth Funds and RidgeWorth Capital Management, Inc.; Notice of Application 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20102 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20102.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20100.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a Bulk-Quoting Interface 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20100 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20100.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20099.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20099 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20099.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20066.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20066 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20066.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-20008.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Fees Assessed for Use of NASDAQ Pre-Trade Risk Management 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-20008 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-20008.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19992.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19992 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19992.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19991.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Member and Member Organization Participation 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19991 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19991.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19983.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rule 7015(h) 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19983 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19983.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19982.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc., Relating to Rule 717 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19982 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19982.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19981.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19981 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19981.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19980.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Analytic Reporting Service Fees 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19980 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19980.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19979.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Concerning Facilitation Orders in Multiply-Listed FLEX Options 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19979 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19979.pdf https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19911.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer an Optional Derived Data Fee for NASDAQ Basic 2011-08-05T00:00:00-07:00 2011-08-05T00:00:00-07:00 2011-19911 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19911.pdf https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19856.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees 2011-08-05T00:00:00-07:00 2011-08-05T00:00:00-07:00 2011-19856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19856.pdf https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19855.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal to Amend Chapter VI, Section 15 (Automatic Quote Cancellation) of the BOX Trading Rules 2011-08-05T00:00:00-07:00 2011-08-05T00:00:00-07:00 2011-19855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19855.pdf https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19854.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Market Data Feeds 2011-08-05T00:00:00-07:00 2011-08-05T00:00:00-07:00 2011-19854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19854.pdf https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19853.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees Charged for the Floor Member Continuing Education Program for Qualified Floor Members Pursuant to NYSE Rule 103A, From a Fixed Flat Fee of $80 Per Training Module to a Fixed Flat Fee of $150 Per Qualified Member Per Bi-Annual Session for a Total Cost Per Member Per Year of $300 2011-08-05T00:00:00-07:00 2011-08-05T00:00:00-07:00 2011-19853 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19853.pdf https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19852.html Notice - BofA Funds Series Trust, et al.; 2011-08-05T00:00:00-07:00 2011-08-05T00:00:00-07:00 2011-19852 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19852.pdf https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19824.html Rule - Adoption of Updated EDGAR Filer Manual 2011-08-05T00:00:00-07:00 2011-08-05T00:00:00-07:00 2011-19824 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19824.pdf https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19300.html Proposed Rule - Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities 2011-08-05T00:00:00-07:00 2011-08-05T00:00:00-07:00 2011-19300 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19300.pdf https://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19810.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2011-08-04T00:00:00-07:00 2011-08-04T00:00:00-07:00 2011-19810 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19810.pdf https://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19748.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To List and Trade Single Stock Dividend Options 2011-08-04T00:00:00-07:00 2011-08-04T00:00:00-07:00 2011-19748 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19748.pdf https://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19747.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2011-08-04T00:00:00-07:00 2011-08-04T00:00:00-07:00 2011-19747 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19747.pdf https://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19740.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2011-08-04T00:00:00-07:00 2011-08-04T00:00:00-07:00 2011-19740 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19740.pdf https://regulations.justia.com/regulations/fedreg/2011/08/04/2011-19727.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity 2011-08-04T00:00:00-07:00 2011-08-04T00:00:00-07:00 2011-19727 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-04/pdf/2011-19727.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/C1-2011-16758.html Proposed Rule - Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 C1-2011-16758 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/C1-2011-16758.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19690.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19690 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19690.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19647.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of “Foreign Securities Affiliate,” Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19647 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19647.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19646.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of “Foreign Securities Affiliate,” Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19646 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19646.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19645.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19645 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19645.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19612.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an “All-or-None” Order Type 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19612 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19612.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19564.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Provide Specific Authority to Use an Auction Process as One of the Means to Liquidate a Defaulting Clearing Member's Accounts 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19564 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19564.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19563.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the BOX Fee Schedule 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19563 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19563.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19421.html Rule - Security Ratings 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19421 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19421.pdf https://regulations.justia.com/regulations/fedreg/2011/08/03/2011-19419.html Rule - Large Trader Reporting 2011-08-03T00:00:00-07:00 2011-08-03T00:00:00-07:00 2011-19419 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-03/pdf/2011-19419.pdf https://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19648.html Notice - Sunshine Act Meeting 2011-08-02T00:00:00-07:00 2011-08-02T00:00:00-07:00 2011-19648 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19648.pdf https://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19531.html Notice - Proposed Collection; Comment Request 2011-08-02T00:00:00-07:00 2011-08-02T00:00:00-07:00 2011-19531 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19531.pdf https://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19461.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for the Execution of Complex Orders 2011-08-02T00:00:00-07:00 2011-08-02T00:00:00-07:00 2011-19461 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19461.pdf https://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19458.html Notice - Proposed Collection; Comment Request 2011-08-02T00:00:00-07:00 2011-08-02T00:00:00-07:00 2011-19458 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19458.pdf https://regulations.justia.com/regulations/fedreg/2011/08/02/2011-19457.html Notice - Proposed Collection; Comment Request 2011-08-02T00:00:00-07:00 2011-08-02T00:00:00-07:00 2011-19457 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-02/pdf/2011-19457.pdf