<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/31?registers=between Sun, 22 Dec 2024 16:00:29 -0800 Sun, 22 Dec 2024 16:00:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/31?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Board of Director Qualifications https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22307.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22307.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22307 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22307.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Amex Options Rule 965NY To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22306.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22306.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22306 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22306.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Arca Options Rule 6.77 To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22305.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22305.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22305 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22305.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Rules To Facilitate Clearing of Additional Interest Rate Swap Products https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22258.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22258.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22258 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22258.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Differences in Proprietary Trading Exchange Fees Based on Ownership of CME Group Shares https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22223.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22223.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22223 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22223.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22222.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22222.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22222 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22222.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting BOX To Accept Inbound Routes by NOS https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22221.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22221.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22221 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22221.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q) https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22220.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22220.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22220 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22220.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee and the Order Entry Port Fee https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22219.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22219.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22219 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22219.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q) https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22218.html https://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22218.html Wed, 31 Aug 2011 00:00:00 -0700 2011-22218 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22218.pdf