Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/31?limit=200®isters=between&mode=atom2024-12-22T16:06:47-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22307.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Board of Director Qualifications2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22307.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22306.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Amex Options Rule 965NY To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22306.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22305.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Arca Options Rule 6.77 To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22305.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22258.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Rules To Facilitate Clearing of Additional Interest Rate Swap Products2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22258Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22258.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22223.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Differences in Proprietary Trading Exchange Fees Based on Ownership of CME Group Shares2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22223.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22222.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22222.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22221.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting BOX To Accept Inbound Routes by NOS2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22221.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22220.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q)2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22220.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22219.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee and the Order Entry Port Fee2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22219.pdfhttps://regulations.justia.com/regulations/fedreg/2011/08/31/2011-22218.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q)2011-08-31T00:00:00-07:002011-08-31T00:00:00-07:002011-22218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-31/pdf/2011-22218.pdf