<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/26?registers=between Sat, 23 Nov 2024 07:30:57 -0800 Sat, 23 Nov 2024 07:30:57 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/26?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21874.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21874.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21874 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21874.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the NYSE Amex Equities Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21873.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21873.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21873 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21873.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21872.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21872.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21872 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21872.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21871.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21871.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21871 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21871.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 993NY(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Amex Options Rule 993NY(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21870.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21870.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21870 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21870.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21860.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21860.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21860 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21860.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21859.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21859.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21859.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21858.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21858.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21858.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX To Receive Inbound Routes of Orders From NOS https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21857.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21857.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21857 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21857.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Services Fees https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21856.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21856.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21856.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c) https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21855.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21855.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21855.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish and Adopt Fees for the New BX Pre-Trade Risk Management Service https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21854.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21854.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21854.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness To Establish and Adopt Fees for the New PSX Pre-Trade Risk Management Service https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21852.html https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21852.html Fri, 26 Aug 2011 00:00:00 -0700 2011-21852 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21852.pdf