Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/26?limit=200&registers=between&mode=atom 2024-11-23T07:09:59-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21874.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21874 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21874.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21873.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the NYSE Amex Equities Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21873 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21873.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21872.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21872 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21872.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21871.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21871 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21871.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21870.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 993NY(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Amex Options Rule 993NY(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21870 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21870.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21860.html Notice - Submission for OMB Review; Comment Request 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21860 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21860.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21859.html Notice - Submission for OMB Review; Comment Request 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21859.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21858.html Notice - Submission for OMB Review; Comment Request 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21858.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21857.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX To Receive Inbound Routes of Orders From NOS 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21857 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21857.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21856.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Services Fees 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21856.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21855.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c) 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21855.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21854.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish and Adopt Fees for the New BX Pre-Trade Risk Management Service 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21854.pdf https://regulations.justia.com/regulations/fedreg/2011/08/26/2011-21852.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness To Establish and Adopt Fees for the New PSX Pre-Trade Risk Management Service 2011-08-26T00:00:00-07:00 2011-08-26T00:00:00-07:00 2011-21852 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-26/pdf/2011-21852.pdf