Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/24?limit=200&registers=between&mode=atom 2024-12-22T20:05:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21661.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rules 6.16 and 6.16A, and Adopting New NYSE Arca Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21661 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21661.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21657.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Amex Equities Rules 92, 513, 514 and Adopting New NYSE Amex Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21657 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21657.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21656.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 92 and Adopting a New NYSE Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21656.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21610.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Name and Modify the Contents of the NASDAQ Ouch BBO Feed 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21610 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21610.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21600.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Temporary Rule for an Interim Program of Inspection Related to Audits of Brokers and Dealers 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21600 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21600.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21599.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21599 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21599.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21592.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21592 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21592.pdf https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21591.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund Under NYSE Arca Equities Rule 8.600 2011-08-24T00:00:00-07:00 2011-08-24T00:00:00-07:00 2011-21591 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21591.pdf