<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/19?registers=between Sat, 27 Apr 2024 21:44:03 -0700 Sat, 27 Apr 2024 21:44:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/19?registers=between Notice - Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21336.html https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21336.html Fri, 19 Aug 2011 00:00:00 -0700 2011-21336 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21336.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128 So That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Rule 80C Continue To Be Resolved in the Same Manner Before Being Added to the Pilot https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21257.html https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21257.html Fri, 19 Aug 2011 00:00:00 -0700 2011-21257 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21257.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend FINRA Rule 4240 (Margin Requirements for Credit Default Swaps); Correction https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21190.html https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21190.html Fri, 19 Aug 2011 00:00:00 -0700 2011-21190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21190.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional) https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21176.html https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21176.html Fri, 19 Aug 2011 00:00:00 -0700 2011-21176 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21176.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21175.html https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21175.html Fri, 19 Aug 2011 00:00:00 -0700 2011-21175 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21175.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit NASDAQ OMX PHLX to Receive Inbound Routes by Nasdaq Options Services https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21174.html https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21174.html Fri, 19 Aug 2011 00:00:00 -0700 2011-21174 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21174.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF Under NYSE Arca Equities Rule 8.200, Commentary .02 https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21173.html https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21173.html Fri, 19 Aug 2011 00:00:00 -0700 2011-21173 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21173.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a Bulk-Quoting Interface https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21171.html https://regulations.justia.com/regulations/fedreg/2011/08/19/2011-21171.html Fri, 19 Aug 2011 00:00:00 -0700 2011-21171 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-19/pdf/2011-21171.pdf