Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/18?limit=200&registers=between&mode=atom 2024-11-26T21:41:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21099.html Notice - Order Temporarily Exempting the Floor Broker Operations of Broker-Dealers With Market Access That Handle Orders on a Manual Basis From the Automated Controls Requirement of Rule 15c3-5(c)(1)(ii) and Rule 15c3-5(c)(2) Under the Securities Exchange Act of 1934 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21099 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21099.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21035.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual that Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21035 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21035.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21034.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish an Acceptable Trade Range for Quotes and Orders Entered on the NASDAQ Options Market 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21034 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21034.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21031.html Notice - Submission for OMB Review; Comment Request 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21031 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21031.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21030.html Notice - Submission for OMB Review; Comment Request 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21030 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21030.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21029.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF Under NYSE Arca Equities Rule 8.600 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21029 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21029.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21026.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 10, Governing Clearly Erroneous Executions 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21026 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21026.pdf https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21025.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 11.19(c) Relating to Clearly Erroneous Transactions 2011-08-18T00:00:00-07:00 2011-08-18T00:00:00-07:00 2011-21025 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21025.pdf