<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/15?registers=between Thu, 02 May 2024 03:57:29 -0700 Thu, 02 May 2024 03:57:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/15?registers=between Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20700.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20700.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20700 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20700.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20699.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20699.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20699 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20699.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20697.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20697.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20697 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20697.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20696.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20696.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20696 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20696.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20695.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20695.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20695 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20695.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102 To Extend the Pilot Program https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20694.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20694.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20694 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20694.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20693.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20693.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20693 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20693.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20692.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20692.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20692 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20692.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule To Waive the Trading Permit Holder Application Fee on the CBOE Stock Exchange for the Month of August 2011 https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20691.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20691.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20691 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20691.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20642.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20642.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20642 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20642.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20641.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20641.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20641 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20641.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Credits to Supplemental Liquidity Providers https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20640.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20640.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20640 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20640.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Exchange Rule 1080 https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20639.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20639.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20639 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20639.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20638.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20638.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20638 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20638.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20637.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20637.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20637 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20637.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20636.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20636.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20636 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20636.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20635.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20635.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20635 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20635.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to NASDAQ Options Market Rules https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20634.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20634.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20634 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20634.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 To Extend the Pilot Program https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20633.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20633.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20633 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20633.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20632.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20632.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20632 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20632.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20631.html https://regulations.justia.com/regulations/fedreg/2011/08/15/2011-20631.html Mon, 15 Aug 2011 00:00:00 -0700 2011-20631 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-15/pdf/2011-20631.pdf