<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/12?registers=between Sun, 22 Dec 2024 18:10:40 -0800 Sun, 22 Dec 2024 18:10:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/12?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20580.html https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20580.html Fri, 12 Aug 2011 00:00:00 -0700 2011-20580 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20580.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20579.html https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20579.html Fri, 12 Aug 2011 00:00:00 -0700 2011-20579 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20579.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Content Outline for the Proprietary Traders Examination (Series 56) https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20578.html https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20578.html Fri, 12 Aug 2011 00:00:00 -0700 2011-20578 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20578.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow for Four Decimal Point Pricing for Block and Exchange for Physical (“EFPs”) Trades https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20576.html https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20576.html Fri, 12 Aug 2011 00:00:00 -0700 2011-20576 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20576.pdf Rule - Commission Rules and Forms Related to the FASB's Accounting Standards Codification https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20413.html https://regulations.justia.com/regulations/fedreg/2011/08/12/2011-20413.html Fri, 12 Aug 2011 00:00:00 -0700 2011-20413 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-12/pdf/2011-20413.pdf