<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/11?registers=between Sun, 28 Apr 2024 02:56:14 -0700 Sun, 28 Apr 2024 02:56:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/11?registers=between Proposed Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20445.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20445.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20445 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20445.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20419.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20419.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20419 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20419.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20417.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20417.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20417 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20417.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20416.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20416.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20416 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20416.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20415.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20415.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20415 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20415.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20414.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20414.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20414 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20414.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20390.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20390.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20390 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20390.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.90 To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Arca System From the Floor of the Exchange for Potential Execution https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20389.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20389.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20389 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20389.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 985NY To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Amex System From the Floor of the Exchange for Potential Execution https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20388.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20388.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20388 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20388.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20387.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20387.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20387 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20387.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20376.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20376.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20376 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20376.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Proprietary Trader Registration Category https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20371.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20371.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20371 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20371.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”) https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20370.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20370.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20370 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20370.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20363.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20363.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20363 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20363.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20357.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20357.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20357 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20357.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”) https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20356.html https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20356.html Thu, 11 Aug 2011 00:00:00 -0700 2011-20356 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20356.pdf