<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/10?registers=between Thu, 02 May 2024 19:14:44 -0700 Thu, 02 May 2024 19:14:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/10?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Defined Term “Closed-End Fund” in Rules 5910 and 5920 https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20274.html https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20274.html Wed, 10 Aug 2011 00:00:00 -0700 2011-20274 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20274.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Definition of “Professional” and Require That Professional Orders Be Appropriately Marked by BOX Options Participants https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20272.html https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20272.html Wed, 10 Aug 2011 00:00:00 -0700 2011-20272 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20272.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20244.html https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20244.html Wed, 10 Aug 2011 00:00:00 -0700 2011-20244 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20244.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Sections 102.01 and 103.01 of the Exchange's Listed Company Manual To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20243.html https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20243.html Wed, 10 Aug 2011 00:00:00 -0700 2011-20243 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20243.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20242.html https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20242.html Wed, 10 Aug 2011 00:00:00 -0700 2011-20242 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20242.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating To Discontinuing Dividend Settlement Service, Funds Only Settlement Service, Data Distribution Box Services, and Changes to the Envelope Settlement Service https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20241.html https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20241.html Wed, 10 Aug 2011 00:00:00 -0700 2011-20241 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20241.pdf