<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/09?registers=between Sun, 24 Nov 2024 17:23:26 -0800 Sun, 24 Nov 2024 17:23:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/09?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule to Simplify the $1 Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20172.html https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20172.html Tue, 09 Aug 2011 00:00:00 -0700 2011-20172 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20172.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Trade Reporting Rules Relating to OTC Transactions in Equity Securities That Are Part of a Distribution and Transfers of Equity Securities To Create or Redeem Instruments Such as ADRs and ETFs https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20171.html https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20171.html Tue, 09 Aug 2011 00:00:00 -0700 2011-20171 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20171.pdf Notice - American Capital, Ltd.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20103.html https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20103.html Tue, 09 Aug 2011 00:00:00 -0700 2011-20103 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20103.pdf Notice - RidgeWorth Funds and RidgeWorth Capital Management, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20102.html https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20102.html Tue, 09 Aug 2011 00:00:00 -0700 2011-20102 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20102.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a Bulk-Quoting Interface https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20100.html https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20100.html Tue, 09 Aug 2011 00:00:00 -0700 2011-20100 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20100.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20099.html https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20099.html Tue, 09 Aug 2011 00:00:00 -0700 2011-20099 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20099.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20066.html https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20066.html Tue, 09 Aug 2011 00:00:00 -0700 2011-20066 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20066.pdf