Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/09?limit=200&registers=between&mode=atom 2021-10-24T03:31:12-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20172.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule to Simplify the $1 Strike Price Interval Program 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20172 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20172.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20171.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Trade Reporting Rules Relating to OTC Transactions in Equity Securities That Are Part of a Distribution and Transfers of Equity Securities To Create or Redeem Instruments Such as ADRs and ETFs 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20171 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20171.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20103.html Notice - American Capital, Ltd.; Notice of Application 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20103 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20103.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20102.html Notice - RidgeWorth Funds and RidgeWorth Capital Management, Inc.; Notice of Application 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20102 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20102.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20100.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a Bulk-Quoting Interface 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20100 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20100.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20099.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20099 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20099.pdf https://regulations.justia.com/regulations/fedreg/2011/08/09/2011-20066.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees 2011-08-09T00:00:00-07:00 2011-08-09T00:00:00-07:00 2011-20066 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-09/pdf/2011-20066.pdf