<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/08?registers=between Tue, 30 Apr 2024 10:05:30 -0700 Tue, 30 Apr 2024 10:05:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/08?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Fees Assessed for Use of NASDAQ Pre-Trade Risk Management https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-20008.html https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-20008.html Mon, 08 Aug 2011 00:00:00 -0700 2011-20008 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-20008.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19992.html https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19992.html Mon, 08 Aug 2011 00:00:00 -0700 2011-19992 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19992.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Member and Member Organization Participation https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19991.html https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19991.html Mon, 08 Aug 2011 00:00:00 -0700 2011-19991 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19991.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rule 7015(h) https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19983.html https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19983.html Mon, 08 Aug 2011 00:00:00 -0700 2011-19983 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19983.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc., Relating to Rule 717 https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19982.html https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19982.html Mon, 08 Aug 2011 00:00:00 -0700 2011-19982 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19982.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19981.html https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19981.html Mon, 08 Aug 2011 00:00:00 -0700 2011-19981 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19981.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Analytic Reporting Service Fees https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19980.html https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19980.html Mon, 08 Aug 2011 00:00:00 -0700 2011-19980 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19980.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Concerning Facilitation Orders in Multiply-Listed FLEX Options https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19979.html https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19979.html Mon, 08 Aug 2011 00:00:00 -0700 2011-19979 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19979.pdf