Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/08?limit=200&registers=between&mode=atom 2024-04-26T08:15:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-20008.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Fees Assessed for Use of NASDAQ Pre-Trade Risk Management 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-20008 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-20008.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19992.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19992 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19992.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19991.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Member and Member Organization Participation 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19991 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19991.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19983.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rule 7015(h) 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19983 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19983.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19982.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc., Relating to Rule 717 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19982 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19982.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19981.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19981 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19981.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19980.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Analytic Reporting Service Fees 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19980 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19980.pdf https://regulations.justia.com/regulations/fedreg/2011/08/08/2011-19979.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Concerning Facilitation Orders in Multiply-Listed FLEX Options 2011-08-08T00:00:00-07:00 2011-08-08T00:00:00-07:00 2011-19979 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-08/pdf/2011-19979.pdf