<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/05?registers=between Sat, 23 Nov 2024 06:54:03 -0800 Sat, 23 Nov 2024 06:54:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/08/05?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer an Optional Derived Data Fee for NASDAQ Basic https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19911.html https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19911.html Fri, 05 Aug 2011 00:00:00 -0700 2011-19911 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19911.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19856.html https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19856.html Fri, 05 Aug 2011 00:00:00 -0700 2011-19856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19856.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal to Amend Chapter VI, Section 15 (Automatic Quote Cancellation) of the BOX Trading Rules https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19855.html https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19855.html Fri, 05 Aug 2011 00:00:00 -0700 2011-19855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19855.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Market Data Feeds https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19854.html https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19854.html Fri, 05 Aug 2011 00:00:00 -0700 2011-19854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19854.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees Charged for the Floor Member Continuing Education Program for Qualified Floor Members Pursuant to NYSE Rule 103A, From a Fixed Flat Fee of $80 Per Training Module to a Fixed Flat Fee of $150 Per Qualified Member Per Bi-Annual Session for a Total Cost Per Member Per Year of $300 https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19853.html https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19853.html Fri, 05 Aug 2011 00:00:00 -0700 2011-19853 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19853.pdf Notice - BofA Funds Series Trust, et al.; https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19852.html https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19852.html Fri, 05 Aug 2011 00:00:00 -0700 2011-19852 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19852.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19824.html https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19824.html Fri, 05 Aug 2011 00:00:00 -0700 2011-19824 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19824.pdf Proposed Rule - Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19300.html https://regulations.justia.com/regulations/fedreg/2011/08/05/2011-19300.html Fri, 05 Aug 2011 00:00:00 -0700 2011-19300 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-08-05/pdf/2011-19300.pdf