<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/29?registers=between Sat, 23 Nov 2024 09:25:30 -0800 Sat, 23 Nov 2024 09:25:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/29?registers=between Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules in Connection With the Elimination of a Directed Order Program for BATS Options https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19236.html https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19236.html Fri, 29 Jul 2011 00:00:00 -0700 2011-19236 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19236.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Additional Listing Requirements for Reverse Mergers https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19231.html https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19231.html Fri, 29 Jul 2011 00:00:00 -0700 2011-19231 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19231.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing Proposed Rule Change and Amendment No. 1 To Amend the Codes of Arbitration Procedure To Permit Arbitrators To Make Mid-Case Referrals https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19193.html https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19193.html Fri, 29 Jul 2011 00:00:00 -0700 2011-19193 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19193.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19191.html https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19191.html Fri, 29 Jul 2011 00:00:00 -0700 2011-19191 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19191.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules Regarding the GCF Repo Service To Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19190.html https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19190.html Fri, 29 Jul 2011 00:00:00 -0700 2011-19190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19190.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of the Fee Schedule to Certain Transactions of, and Services to, CHX Participants and Make Certain Rate Changes https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19189.html https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19189.html Fri, 29 Jul 2011 00:00:00 -0700 2011-19189 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19189.pdf