Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/29?limit=200&registers=between&mode=atom 2024-11-23T08:42:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19236.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules in Connection With the Elimination of a Directed Order Program for BATS Options 2011-07-29T00:00:00-07:00 2011-07-29T00:00:00-07:00 2011-19236 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19236.pdf https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19231.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Additional Listing Requirements for Reverse Mergers 2011-07-29T00:00:00-07:00 2011-07-29T00:00:00-07:00 2011-19231 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19231.pdf https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19193.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing Proposed Rule Change and Amendment No. 1 To Amend the Codes of Arbitration Procedure To Permit Arbitrators To Make Mid-Case Referrals 2011-07-29T00:00:00-07:00 2011-07-29T00:00:00-07:00 2011-19193 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19193.pdf https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19191.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination 2011-07-29T00:00:00-07:00 2011-07-29T00:00:00-07:00 2011-19191 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19191.pdf https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19190.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules Regarding the GCF Repo Service To Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force 2011-07-29T00:00:00-07:00 2011-07-29T00:00:00-07:00 2011-19190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19190.pdf https://regulations.justia.com/regulations/fedreg/2011/07/29/2011-19189.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of the Fee Schedule to Certain Transactions of, and Services to, CHX Participants and Make Certain Rate Changes 2011-07-29T00:00:00-07:00 2011-07-29T00:00:00-07:00 2011-19189 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-29/pdf/2011-19189.pdf